Daniel Glanville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Glanville, who also goes by Daniel Mark Glanville, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2013. Daniel had worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2022 - December 18, 2023
ALLSTATE FINANCIAL SERVICES, LLC
June 18, 2020 - September 6, 2022
PRUCO SECURITIES, LLC.
October 5, 2018 - April 23, 2020
GOLDMAN SACHS CUSTODY SOLUTIONS
September 12, 2014 - June 26, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 12, 2014 - June 26, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 19, 2014 - September 8, 2014
1ST CONSUMER ADVISORY GROUP LLC
February 5, 2014 - August 14, 2014
REGULUS FINANCIAL GROUP, LLC
April 16, 2013 - August 5, 2013
J. W. COLE ADVISORS, INC.
January 10, 2013 - August 5, 2013
J.W. COLE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/3/2018
General Securities Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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