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AG

Angel Gutierrez

BLUE OWL SECURITIES
New York, NY 10152
Some features on this profile are disabled
CRD#: 6133186
AG

Professional summary

Angel Gutierrez, CFP®, who also goes by Angel M Gutierrez, Angelo M Gutierrez, Angel M. Gutierrez, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.

Angel is registered as a RR (Registered Representative) and started their career in finance in 2013. Angel has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Angel M Gutierrez | Angelo M Gutierrez | Angel M. Gutierrez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angel Gutierrez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 6, 2025 - Present

BLUE OWL SECURITIES

Office #1: 375 Park Avenue, New York, NY 10152
BD
CRD#: 283250
New York, NY
Past

July 27, 2021 - May 15, 2025

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
SEATTLE, WA
Past

July 23, 2021 - May 15, 2025

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SEATTLE, WA
Past

December 8, 2015 - May 17, 2021

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
CHICAGO, IL
Past

December 4, 2013 - December 8, 2015

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
WESTERVILLE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/6/2025)
RR
Alaska
(6/6/2025)
RR
Arizona
(6/6/2025)
RR
Arkansas
(6/6/2025)
RR
California
(6/6/2025)
RR
Colorado
(6/6/2025)
RR
Connecticut
(6/6/2025)
RR
Delaware
(6/6/2025)
RR
District of Columbia
(6/6/2025)
RR
Florida
(6/6/2025)
RR
Georgia
(6/6/2025)
RR
Hawaii
(6/6/2025)
RR
Idaho
(6/6/2025)
RR
Illinois
(6/6/2025)
RR
Indiana
(6/6/2025)
RR
Iowa
(6/6/2025)
RR
Kansas
(6/6/2025)
RR
Kentucky
(6/6/2025)
RR
Louisiana
(6/6/2025)
RR
Maine
(6/6/2025)
RR
Maryland
(6/6/2025)
RR
Massachusetts
(6/6/2025)
RR
Michigan
(6/6/2025)
RR
Minnesota
(6/6/2025)
RR
Mississippi
(6/6/2025)
RR
Missouri
(6/6/2025)
RR
Montana
(6/6/2025)
RR
Nebraska
(6/6/2025)
RR
Nevada
(6/6/2025)
RR
New Hampshire
(6/6/2025)
RR
New Jersey
(6/6/2025)
RR
New Mexico
(6/6/2025)
RR
New York
(6/6/2025)
RR
North Carolina
(6/6/2025)
RR
North Dakota
(6/6/2025)
RR
Ohio
(6/6/2025)
RR
Oklahoma
(6/6/2025)
RR
Oregon
(6/6/2025)
RR
Pennsylvania
(6/6/2025)
RR
Puerto Rico
(6/6/2025)
RR
Rhode Island
(6/6/2025)
RR
South Carolina
(6/6/2025)
RR
South Dakota
(6/6/2025)
RR
Tennessee
(6/6/2025)
RR
Texas
(6/6/2025)
RR
Utah
(6/6/2025)
RR
Vermont
(6/6/2025)
RR
Virginia
(6/6/2025)
RR
Washington
(6/6/2025)
RR
West Virginia
(6/6/2025)
RR
Wisconsin
(6/6/2025)
RR
Wyoming
(6/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/26/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/4/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OWL SECURITIES

CRD#: 283250New York, NY 10152

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