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David Constantine Fortosis JR

David C. Fortosis

HERITAGE WEALTH
NAPERVILLE, IL 60563
Some features on this profile are disabled
CRD#: 6133046
David Constantine Fortosis JR

Professional summary

David Constantine Fortosis JR, CFP® is a registered financial advisor currently at HERITAGE WEALTH located in Naperville, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Constantine Fortosis JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

November 30, 2021 - Present

HERITAGE WEALTH

Office #1: 55 Shuman Boulevard Suite 910, Naperville, IL 60563
RIA
CRD#: 315288
NAPERVILLE, IL
Past

January 22, 2019 - December 31, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
BLOOMINGDALE, IL
Past

January 22, 2019 - December 31, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
BLOOMINGDALE, IL
Past

December 14, 2012 - January 25, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/30/2021)
IAR
Texas
(4/1/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/2/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/13/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HW
HERITAGE WEALTH
CLEAR COUNSEL ADVISORS | HERITAGE WEALTH, LLC | HERITAGE WEALTH | DAVID C. FORTOSIS JR., LLC

CRD#: 315288 / SEC#:

Illinois
Registered Investment Advisory firm - (11/29/2021 Approved)
Texas
Registered Investment Advisory firm - (3/21/2022 Conditional Restricted)
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Contact information

Main Address
55 Shuman Boulevard Suite 910, Naperville, IL 60563
Mailing Address
Phone number
(312) 919-2090
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts158
AUM (Assets Under Management)$ 55,083,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HERITAGE WEALTH

CRD#: 315288Naperville, IL 60563

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