David C. Fortosis

HERITAGE WEALTH

NAPERVILLE, IL 60563

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CRD#: 6133046

Professional summary

David Constantine Fortosis JR, CFP® is a registered financial advisor currently at HERITAGE WEALTH located in Naperville, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Agent - Investment related- At reported business location - Insurance sales - 15 hrs/mo - 15 hrs during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Constantine Fortosis JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

November 30, 2021 - Present

HERITAGE WEALTH

Office #1: 55 Shuman Boulevard Suite 910, Naperville, IL 60563

RIA

CRD#: 315288

NAPERVILLE, IL

Past

January 22, 2019 - December 31, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMINGDALE, IL

Past

January 22, 2019 - December 31, 2021

LPL FINANCIAL LLC

CRD#: 6413

BLOOMINGDALE, IL

Past

December 14, 2012 - January 25, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/30/2021)

IAR

Texas
(4/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/2/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/1/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/13/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HERITAGE WEALTH

CLEAR COUNSEL ADVISORS | HERITAGE WEALTH, LLC | HERITAGE WEALTH | DAVID C. FORTOSIS JR., LLC

CRD#: 315288 / SEC#:

Illinois

Registered Investment Advisory firm - (11/29/2021 Approved)

Texas

Registered Investment Advisory firm - (3/21/2022 Conditional Restricted)

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Contact information

Main Address

55 Shuman Boulevard Suite 910, Naperville, IL 60563

Mailing Address

Phone number

(312) 919-2090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	164
AUM (Assets Under Management)	$ 37,597,922

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Fortosis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Constantine Fortosis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/2/2013

Series 7TO

Date: 2/1/2019

SIE

Date: 10/1/2018

Series 6

Date: 12/13/2012

Current Firm

HERITAGE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH

TRUST BUT VERIFY

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