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Carolyn Gabrielle Potter

Carolyn G. Potter

POTTER ADVISORS LLC
Houston, TX 77002
Some features on this profile are disabled
CRD#: 6132992
Carolyn Gabrielle Potter

Professional summary

Carolyn Gabrielle Potter, CFP®, who also goes by Carolyn G Potter, Carolyn (carrie) Gabrielle Potter, Carrie G Potter, Carrie Potter, is a registered financial advisor currently at POTTER ADVISORS LLC located in Houston, Texas.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Carolyn has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carolyn G Potter | Carolyn (carrie) Gabrielle Potter | Carrie G Potter | Carrie Potter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE CARRIE POTTER GROUP PROVIDES BUSINESS MANAGEMENT AND BUSINESS CONSULTING SERVICES. THESE BUSINESS SERVICES ARE BILLED AT AN HOURLY OR FIXED RATE. Ms. Potter is an employee of Rice University, serving as a Lecturer in the Department of Sport Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Gabrielle Potter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

July 15, 2015 - Present

POTTER ADVISORS LLC

Office #1: 440 Louisiana Street Suite 919, Houston, TX 77002
RIA
CRD#: 165126
Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/15/2015)

Exams

Current Firm

PA
POTTER ADVISORS LLC
POTTER ADVISORS LLC | THE CARRIE POTTER GROUP, LLC | POTTER, CAROLYN (CARRIE) G. | POTTER INVESTMENT ADVISORS LLC | POTTER INVESTMENT ADVISERS, LLC

CRD#: 165126 / SEC#:

Texas
Registered Investment Advisory firm - (7/15/2015 Approved)
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Contact information

Main Address
440 Louisiana Street Suite 919, Houston, TX 77002
Mailing Address
1302 Waugh Drive Suite 384, Houston, TX 77019
Phone number
(713) 982-8500
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POTTER ADVISORS LLC

CRD#: 165126Houston, TX 77002

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