JS
Joseph P. Stump
WEALTH MANAGEMENT
Grand Island, NE 68801
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CRD#: 6132911
JS
Professional summary
Joseph Patrick Stump is a registered financial advisor currently at WEALTH MANAGEMENT located in Grand Island, Nebraska.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1203 LLC, 1204 LLc, and 1219 LLC - not investment related - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - Rental Real Estate - member - Approx. 1 hour per month/Approx. 1 hour monthly during securities trading hours - management decisions. Almquist, Maltzahn, Galloway & Luth P.C. - not investment related - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - Public Accounting Services - Shareholder - 01/2007 - Approx. 200 hours monthly/Approx. 160 hours during securities trading hours - accounting, auditing and tax work. Resurrection Parish - non profit - not investment related - 4110 Cannon Rd Grand Island, NE 68803 - church - Finance Committee Member - Approx. 1 hour monthly/Approx. 0 hours during securities trading hours - committee member for financial oversight of the church. 3 Menz, LLC - Non investment related - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - Managing Partner - Approx 2 hours monthly, 0 hours during security trading hours. Fonner Park - Non investment related - 700 E Stolley Park Road Grand Island, NE - Non Profit - Director - Approx 1 hours monthly, 0 hours during security trading hours. Home Federal Savings & Loan Association of Grand Island - Non investment related - 221 S Locust ST Grand Island, NE - Corporation - Director - Approx 3 hours monthly, 3 hours during security trading hours. Central Plains Bancshares - investment related - 221 S Locust ST Grand Island, NE - Corporation - Director - Approx 3 hours monthly, 3 hours during security trading hours. 3123LLC - not investment related - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - Rental Real Estate - member - Approx. 1 hour per month/Approx. 1 hour monthly during securities trading hours - management decisions.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2012 - Present
WEALTH MANAGEMENT
Office #1: 3123 W Stolley Park Road, Suite A, Grand Island, NE 68801RIA
CRD#: 137080
Grand Island, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(11/27/2012)
Exams
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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Company Information
WEALTH MANAGEMENT
CRD#: 137080Grand Island, NE 68801TRUST BUT VERIFY
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