John N. Lyon

LYON CAPITAL MANAGEMENT

Schererville, IN 46375

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CRD#: 6132822

Professional summary

John Norman Clute Lyon is a registered financial advisor currently at LYON CAPITAL MANAGEMENT, LLC located in Schererville, Indiana.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Norman Clute Lyon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2023 - Present

LYON CAPITAL MANAGEMENT, LLC

Office #1: 833 W Lincoln Highway Suite 410e - Shared Suite #1, Schererville, IN 46375

RIA

CRD#: 111311

Schererville, IN

Past

April 17, 2014 - December 17, 2020

NED DAVIS RESEARCH, INC.

RIA

CRD#: 112260

VENICE, FL

Past

June 3, 2013 - November 6, 2013

ARMBRUSTER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 151590

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYON CAPITAL MANAGEMENT, LLC

CRD#: 111311 / SEC#: 801-74497

RIA

Registered Investment Advisory firm - (3/21/2012 Approved)

New York

Registered Investment Advisory firm - (11/13/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/2/2023)

IAR

Indiana
(1/6/2024)

IAR

Massachusetts
(5/10/2023)

IAR

New York
(4/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2012

Uniform Investment Adviser Law Examination

Current Firm

LYON CAPITAL MANAGEMENT, LLC

CRD#: 111311 / SEC#: 801-74497

RIA

Registered Investment Advisory firm - (3/21/2012 Approved)

New York

Registered Investment Advisory firm - (11/13/2012 Terminated)

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Contact information

Main Address

24b Grove Street, Pittsford, NY 14534

Mailing Address

Phone number

(585) 248-9821

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYON CAPITAL MANAGEMENT FORM ADV PARTS 2A AND 2B (10/23/2025)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 87,629,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John N. Lyon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Norman Clute Lyon's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYON CAPITAL MANAGEMENT, LLC

NED DAVIS RESEARCH, INC.

ARMBRUSTER CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

LYON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2012

Current Firm

LYON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LYON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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