Adrian V. Luchian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Vadim Luchian was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 2013. Adrian had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2023 - February 19, 2024
THIRD SEVEN CAPITAL LLC
May 31, 2018 - February 23, 2023
NETWORK 1 FINANCIAL ADVISORS INC.
May 22, 2018 - February 25, 2021
NETWORK 1 FINANCIAL SECURITIES INC.
December 10, 2014 - June 17, 2016
VALIC FINANCIAL ADVISORS, INC.
November 7, 2014 - June 17, 2016
VALIC FINANCIAL ADVISORS, INC.
January 10, 2013 - April 16, 2014
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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