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MG

Michael G. Greenwood

SCHRODER WEALTH MANAGEMENT (US) LIMITED
London, EC2Y 5AU
Some features on this profile are disabled
CRD#: 6132751
MG

Professional summary

Michael Geoffrey Greenwood is a registered financial advisor currently at SCHRODER WEALTH MANAGEMENT (US) LIMITED .

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Geoffrey Greenwood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2017 - Present

SCHRODER WEALTH MANAGEMENT (US) LIMITED

Office #1: 1 London Wall Place, London, EC2Y 5AU
RIA
CRD#: 289151
London,
Past

December 14, 2012 - January 4, 2018

ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

RIA
CRD#: 112284
LONDON,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHRODER WEALTH MANAGEMENT (US) LIMITED
SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD#: 289151 / SEC#: 801-110948

RIA
Registered Investment Advisory firm - (8/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/15/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/13/2012
Uniform Investment Adviser Law Examination

Current Firm

SW
SCHRODER WEALTH MANAGEMENT (US) LIMITED
SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD#: 289151 / SEC#: 801-110948

RIA
Registered Investment Advisory firm - (8/1/2017 Approved)
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Contact information

Main Address
1 London Wall Place, London, EC2Y 5AU
Mailing Address
Phone number
00 44 (0)20 7658 6000
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISER BROCHURE - ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts226
AUM (Assets Under Management)$ 922,408,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHRODER WEALTH MANAGEMENT (US) LIMITED

CRD#: 289151London, EC2Y 5AU

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