BM
Brian A. Mitchum
T. ROWE PRICE ASSOCIATES
COLORADO SPRINGS, CO 80920
Some features on this profile are disabled
CRD#: 6132042
BM
Professional summary
Brian Andrew Mitchum is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Colorado Springs, Colorado and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brian has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 30, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Personal Rental Homes; Non-Investment Related; 08/31/2018; 50% owner; Landlord; Rental of two or more properties in Colorado; 2 hours per month; 0 during trading
CRS (Client Relationship Summary) - RIA
Click below to view Brian Andrew Mitchum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2021 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920RIA
CRD#: 105496
COLORADO SPRINGS, CO
Current
November 18, 2021 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920BD
CRD#: 8348
Colorado Springs, CO
Past
December 6, 2018 - November 24, 2020
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Lone Tree, CO
Past
April 24, 2018 - November 9, 2018
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
Aurora, CO
Past
December 3, 2012 - April 13, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/7/2021)
RR
Alaska(12/7/2021)
RR
Arizona(12/7/2021)
RR
Arkansas(12/7/2021)
RR
California(11/18/2021)
RR
Colorado(11/18/2021)
IAR
Colorado(12/7/2021)
RR
Connecticut(12/7/2021)
RR
Delaware(12/7/2021)
RR
District of Columbia(12/7/2021)
RR
Florida(12/7/2021)
RR
Georgia(12/7/2021)
RR
Hawaii(12/7/2021)
RR
Idaho(12/7/2021)
RR
Illinois(12/7/2021)
RR
Indiana(12/7/2021)
RR
Iowa(12/7/2021)
RR
Kansas(12/7/2021)
RR
Kentucky(12/7/2021)
RR
Louisiana(12/7/2021)
RR
Maine(12/7/2021)
RR
Maryland(12/7/2021)
RR
Massachusetts(12/7/2021)
RR
Michigan(12/7/2021)
RR
Minnesota(12/7/2021)
RR
Mississippi(12/7/2021)
RR
Missouri(12/7/2021)
RR
Montana(12/7/2021)
RR
Nebraska(12/7/2021)
RR
Nevada(12/7/2021)
RR
New Hampshire(12/7/2021)
RR
New Jersey(12/7/2021)
RR
New Mexico(12/7/2021)
RR
New York(12/7/2021)
RR
North Carolina(12/7/2021)
RR
North Dakota(12/7/2021)
RR
Ohio(12/7/2021)
RR
Oklahoma(12/7/2021)
RR
Oregon(12/7/2021)
RR
Pennsylvania(12/7/2021)
RR
Puerto Rico(12/7/2021)
RR
Rhode Island(12/7/2021)
RR
South Carolina(12/7/2021)
RR
South Dakota(12/7/2021)
RR
Tennessee(12/7/2021)
RR
Texas(12/7/2021)
RR
Utah(12/7/2021)
RR
Vermont(12/7/2021)
RR
Virgin Islands(12/7/2021)
RR
Virginia(12/7/2021)
RR
Washington(12/7/2021)
RR
West Virginia(12/7/2021)
RR
Wisconsin(12/7/2021)
RR
Wyoming(12/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496Colorado Springs, CO 80920TRUST BUT VERIFY
Monitor Brian Mitchum
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
