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JR

Juan Manuel Rojas

TZERO SECURITIES
JERSEY CITY, NJ
·CRD# 6131987·11 years experience

Professional Summary

Juan Manuel Rojas, who also goes by Juan M. Rojas, Juan Rojas, is a registered financial advisor currently at TZERO SECURITIES, LLC located in Jersey City, New Jersey and TZERO DIGITAL ASSET SECURITIES, LLC located in Jersey City, New Jersey. Juan is registered as a RR (Registered Representative) and started their career in finance in 2015. Juan has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Juan M. Rojas, Juan Rojas

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

TZERO SECURITIES, LLC·CRD# 123421
BD
1. 525 Washington Blvd, Suite 300, Jersey City, NJ 073102. 525 Washington Blvd Suite 300, Jersey City, NJ 07310
November 7, 2023 - Present
TZERO DIGITAL ASSET SECURITIES, LLC·CRD# 316189
BD
525 Washington Blvd Suite 300, Jersey City, NJ 07310
January 29, 2025 - Present
TZERO MARKETS·CRD# 304537
BD
Jersey City, NJ
November 7, 2023 - December 18, 2024
MORGAN STANLEY·CRD# 149777
BD
Jersey City, NJ
November 22, 2022 - November 29, 2023
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
September 30, 2016 - September 5, 2023
E*TRADE CLEARING LLC·CRD# 25025
BD
Jersey City, NJ
April 29, 2015 - September 30, 2016

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Current Firm

TD
TZERO DIGITAL ASSET SECURITIES, LLC

TZERO DIGITAL ASSET SECURITIES, LLC

CRD#: 316189 / SEC#: 8-70879
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

525 Washington Blvd Suite 300, Jersey City, NJ 07310

Mailing Address

525 Washington Blvd Suite 300, Jersey City, NJ 07310

Phone Number

(347) 380-7318

Established

Delaware since 06/02/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TZERO BROKER AND ADVISORY SERVICES LLCMEMBER—
DELAMORE, CARMENCCO6183196
KNIGHT, JAMES ATWOOD JRFINOP & PFO6513288
KONEVSKY, ALAN PWSTRATEGIC ADVISOR5972221
SAVINO, VANESSA MCLO5167032
VLASTAKIS, ALEXPRESIDENT, COO & POO4141268

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(11/7/2023)
RR
New York
(11/7/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2016About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2018About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 2015About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2017About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Juan Manuel Rojas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JR
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