Jackie L Abraham
Professional Summary
Jackie L Abraham is a registered financial advisor currently at MUNICAP INC. located in Marshallberg, North Carolina. Jackie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jackie has worked at 1 firm and has passed the Series 65, Series 50 and Series 54 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MUNICAP INC.
Contact Information
Main Address
8965 Guilford Road Suite 210, Columbia, MD 21046Phone Number
(443) 539-4101# of Employees
55Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/18/2021)
(3/18/2021)
(3/18/2021)
(4/10/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2019About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Dec 2019About the Series 54 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jackie L Abraham's CRS (Customer Relationship Summary).
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