Jeremy M. Leibowitz
PROSPERITAS FINANCIAL
West Hills, CA
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CRD#: 6131670
Professional summary
Jeremy Michael Leibowitz, CFP®, who also goes by Jeremy Leibowitz, is a registered financial advisor currently at PROSPERITAS FINANCIAL, LLC located in West Hills, California.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jeremy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy Leibowitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE & FIXED ANNUITIES - HEALTH, LIFE, DIABILITY, LTC. POSITION: consultant NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/04/2019 ADDRESS: 14333 addison st., apt 308, sherman oaks CA 91423, United States DESCRIPTION: help clients find proper disability insurance if they need LONG TERM CARE INSURANCE POSITION: Financial planner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/07/2013 ADDRESS: 14333 Addison St., Apt 308, Sherman Oaks CA 91423, United States DESCRIPTION: Advise on long term care insurance needs. AMERIESTATE POSITION: Referring over to them NATURE: estate planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/19/2021 ADDRESS: 3525 Hyland Ave., Suite 150, Costa Mesa CA 92626, United States DESCRIPTION: I will refer clients to to get their estate planning needs done here, such as trust, and I will get a referral fee. DAVE RAMSEY SMARTVESTOR PRO POSITION: CFP NATURE: Financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/15/2020 ADDRESS: 21255 Burbank Blvd, Woodland Hills CA 91367, United States DESCRIPTION: I will meet people who need help with various financial planning services and will guide them with investment management, retirement planning, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Michael Leibowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 1, 2023 - Present
PROSPERITAS FINANCIAL, LLC
RIA
CRD#: 315768
West Hills, CA
Past
January 2, 2019 - February 2, 2023
GWN SECURITIES INC.
RIA
CRD#: 128929
MANHATTAN BEACH, CA
Past
January 2, 2019 - February 2, 2023
GWN SECURITIES INC.
BD
CRD#: 128929
MANHATTAN BEACH, CA
Past
January 9, 2013 - January 4, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WOODLAND HILLS, CA
Past
November 14, 2012 - January 4, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
25060 Avenue Stanford Suite 100, Valencia, CA 91355
Mailing Address
Phone number
(661) 255-9555
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,933 |
| AUM (Assets Under Management) | $ 612,704,601 |
Red Flags
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