ER
Eric J. Rickert
AE WEALTH MANAGEMENT
Lincoln, NE 68516
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CRD#: 6131552
ER
Professional summary
Eric John Rickert is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Lincoln, Nebraska and GREAT POINT CAPITAL LLC located in Lincoln, Nebraska.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Eric has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)AE Wealth Management LLC; Yes, Investment Related; 2950 SW McClure Road, Topeka, KS 66614; Investment Advisor Representative Investment Advice for fee; Start Date 06/2025; Approx. 40 hours a month; Approx. 40 hours during trading; Securities Sales and Services. 2) Shunkwiler Financial; Yes, Investment Related; 1500 S 70th STREET STE 201, LINCOLN, NE 68506; Insurance Sales; POSITION: Advisor; Start Date 6/25; Approx. 120 hours a month; Approx. 120 hours during trading; Meeting with clients and offering fixed products that may make sense for their financial plan. 3)Great Point: YES; 200 W. Jackson Blvd, Suite 1000, Chicago, IL 60606; Registered Rep; Broker-Dealer; 6/2025; Approx. 150-220 HRS/Month; Approx. 6.5 HRS During Trading Hours; Sell Direct Business and Alternative investments.
CRS (Client Relationship Summary) - RIA
Click below to view Eric John Rickert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2025 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 6301 S. 58th St., Lincoln, NE 68516RIA
CRD#: 282580
Lincoln, NE
Current
June 9, 2025 - Present
GREAT POINT CAPITAL LLC
Office #1: 6301 South 58th Street, Lincoln, NE 68516Office #2: 900 South 75th Street, Omaha, NE 68114BD
CRD#: 114203
Lincoln, NE
Past
October 2, 2019 - June 11, 2025
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
LINCOLN, NE
Past
October 1, 2019 - June 11, 2025
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
LINCOLN, NE
Past
June 17, 2016 - June 21, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
LINCOLN, NE
Past
August 21, 2014 - June 21, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(6/9/2025)
RR
Missouri(6/9/2025)
RR
Nebraska(6/9/2025)
IAR
Nebraska(6/25/2025)
RR
North Carolina(6/9/2025)
RR
Virginia(6/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/13/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Lincoln, NE 68516TRUST BUT VERIFY
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