Marc A. Henderson
THRIVENT INVESTMENT MANAGEMENT
Valencia, CA 91355
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CRD#: 6131439
Professional summary
Marc A Henderson, CFP®, who also goes by Marc Anthony Henderson II, Marc Anthony Henderson, Marc Henderson Ii, Marc Henderson, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Valencia, California.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Marc has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc Anthony Henderson Ii | Marc Anthony Henderson | Marc Henderson Ii | Marc Henderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HABITAT FOR HUMANITY OF GREATER LOS ANGELES POSITION: Board Member NATURE: Seeking to put God's love into action, Habitat for Humanity brings people together to build homes, communities and hope. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2024 ADDRESS: 8739 Artesia Blvd., Bellflower CA 90706, United States DESCRIPTION: Board members have the overall responsibility for the organization. They are charged with supervision and oversight which is the process by which they make decisions, delegate work and assure that decisions are carried out in the manner intended. BN REAL ESTATE GROUP POSITION: Member NATURE: Holdings company for various business activities, including real estate acquisition & barbershop ownership. The Hendee Group LLC, owned by my wife and I own 50% of BN Real Estate Group. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 10703 White Oak, Unit 14, Granada Hills CA 91344, United States DESCRIPTION: Responsible for review of property financials to determine expected cash flow SEED HOUSE PROJECT POSITION: Board Member - Treasurer NATURE: Seed House Project provides youth with a foundation of supportive housing and fosters holistic healing to ignite the full potential of everyone's unique experience. Treasurer Duties Reviewing financials produced by the accounting firm Account 501 No control of funds No account access No check writing ability INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 138 N. Brand Blvd. #207, Glendale CA 91203, United States DESCRIPTION: Serve as board member- Monthly Meetings- Strategic Planning- Organizational governance CSU NORTHRIDGE ALUMNI ASSOCIATION POSITION: Vice President NATURE: The goals and objectives of the Black Alumni Association are: To create opportunities for Black and or African American alumni to become more connected to and interactive with the university; To honor and showcase our Black alumni; To strengthen and improve the chapter, its alumni, faculty of African descent and students; To heighten the perception of Africana Studies as a discipline and the accomplishments of students of African descent at Cal State Northridge. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 18111 Nordhoff Street, Northridge CA 91330, United States DESCRIPTION: In the absence of the president perform the duties listed below, and exercise the powers of the president, ex officio on all program committees, and other similar duties President Duties: Shall have general and active management of the business of the organization, preside over meetings of the chapter, ex officio member on all committees (or designee), and other similar duties. Shall serve as the official representative of the organization, unless otherwise and serves as past president immediately following their term designated. THE HENDEE GROUP LLC POSITION: Owner NATURE: The Hendee Group offers organizational and operational consulting services. Working with organizational leadership to establish systems and processes for efficiency. This includes data management systems, staff training & development, external vendor sourcing. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2020 ADDRESS: 23822 Valencia Blvd, Suite 100, Valencia CA 91355, United States DESCRIPTION: Oversight of general business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc A Henderson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marc A Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 30, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 23822 Valencia Blvd, Valencia, CA 91355Office #2: 505 North Brand Blvd, Glendale, CA 91203RIA
BD
CRD#: 18387
Valencia, CA
Current
April 30, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 23822 Valencia Blvd, Valencia, CA 91355Office #2: 505 North Brand Blvd, Glendale, CA 91203RIA
BD
CRD#: 18387
Valencia, CA
Past
March 16, 2016 - April 25, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BURBANK, CA
Past
December 1, 2014 - April 17, 2018
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BURBANK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/24/2021)
RR
California(4/30/2018)
IAR
California(4/30/2018)
RR
Colorado(7/26/2023)
RR
District of Columbia(3/21/2025)
IAR
District of Columbia(3/24/2025)
RR
Florida(4/6/2020)
RR
Georgia(1/18/2019)
RR
Hawaii(7/27/2023)
RR
Illinois(8/1/2023)
RR
Indiana(11/17/2021)
RR
Iowa(7/31/2023)
RR
Maryland(11/4/2021)
RR
Michigan(3/21/2025)
RR
Minnesota(7/27/2023)
RR
Missouri(11/7/2024)
RR
Nevada(8/24/2021)
RR
New Jersey(3/11/2025)
RR
New York(3/10/2025)
RR
Ohio(4/12/2022)
RR
Oklahoma(3/12/2025)
IAR
Oklahoma(3/12/2025)
RR
Oregon(12/2/2020)
RR
Pennsylvania(5/14/2025)
RR
South Carolina(5/7/2024)
RR
Tennessee(10/21/2021)
IAR
Texas(9/7/2018)
RR
Texas(9/12/2018)
RR
Virginia(11/2/2022)
RR
Washington(7/26/2023)
RR
Wisconsin(7/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Valencia, CA 91355TRUST BUT VERIFY
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