Alastair D. Stansfield

RISE PRIVATE WEALTH ADVISORS

Tucson, AZ 85718

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CRD#: 6131174

Professional summary

Alastair David Stansfield, who also goes by Alastair David Stansfield, Alastair Stansfield, is a registered financial advisor currently at RISE PRIVATE WEALTH ADVISORS located in Tucson, Arizona.

Alastair is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alastair has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Alastair is an Advisor and Partner at Rise Private Wealth Advisors. Alastair is not just a Partner at Rise, he is a foundational member, having joined David D'Eredita in first few months after founding. His vision, character, passion for education, and professional acumen have been crucial in shaping the firm.

Alastair has developed an impressive career through time spent with independent firms as well as large wire houses such as Merrill Lynch/Bank of America & PNC Investments. With a breadth of professional experience and tremendous personal character, Alastair embodies precisely what RPWA aims to be for the people we serve.

Alastair has obtained his CERTIFIED FINANCIAL PLANNER® designation. His other professional accreditations include Accredited Wealth Management Advisor (AWMA®) and Chartered Retirement Planning Counselor (CRPC®). He holds Series 7 & 66 Securities licenses, and his Life & Health Insurance license. Alastair is also a notary public commissioned in the state of Arizona.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alastair David Stansfield | Alastair Stansfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alastair Stansfield is also a licensed insurance agent for life insurance and annuities. Approximately 10% of his time is spent on these activities. He may offer Clients services from those activities. As an insurance agent, he may receive separate yet typical compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alastair David Stansfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2020 - Present

RISE PRIVATE WEALTH ADVISORS

Office #1: 3561 E Sunrise Drive Suite 129, Tucson, AZ 85718

RIA

CRD#: 309356

Tucson, AZ

Past

December 26, 2019 - June 16, 2020

PREMIERE WEALTH ADVISORS, LLC

RIA

CRD#: 294893

TUCSON, AZ

Past

January 29, 2018 - October 28, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TUCSON, AZ

Past

January 29, 2018 - October 28, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TUCSON, AZ

Past

May 12, 2016 - March 13, 2017

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Tucson, AZ

Past

November 4, 2015 - January 4, 2018

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

TUCSON, AZ

Past

July 31, 2015 - September 1, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

TUCSON, AZ

Past

February 18, 2015 - June 3, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PRINCETON, NJ

Past

November 24, 2014 - June 3, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/17/2020)

IAR

California
(7/23/2020)

IAR

Colorado
(2/19/2021)

IAR

Texas
(7/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/2014

General Securities Representative Examination

Current Firm

RISE PRIVATE WEALTH ADVISORS

RISE PRIVATE WEALTH ADVISORS | RISE PRIVATE WEALTH ADVISORS LLC

CRD#: 309356 / SEC#:

Arizona

Registered Investment Advisory firm - (5/28/2020 Approved)

California

Registered Investment Advisory firm - (7/23/2020 Approved)

Colorado

Registered Investment Advisory firm - (2/19/2021 Approved)

Texas

Registered Investment Advisory firm - (7/14/2020 Conditional Restricted)

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Contact information

Main Address

3561 E Sunrise Drive Suite 129, Tucson, AZ 85718

Mailing Address

Phone number

(520) 372-5700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 50,676,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Alastair D. Stansfield

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alastair David Stansfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

PREMIERE WEALTH ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

G.F. INVESTMENT SERVICES, LLC

SECURE INVESTMENT MANAGEMENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/24/2014

Current Firm

RISE PRIVATE WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISE PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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