Richard H. Harris

ASPIRE GROWTH PARTNERS LLC

Medina, OH 44256

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CRD#: 6131070

Professional summary

Richard Harrington Harris, CFA, who also goes by Richard H Harris, Rick Harrington Harris IV, is a registered financial advisor currently at ASPIRE GROWTH PARTNERS LLC located in Medina, Ohio.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard H Harris | Rick Harrington Harris Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). N/A; MEDINA, OH; NON-VARIABLE INSURANCE; AGENT; INVESTMENT RELATED; 08/2015-PRESENT; 10 HRS PER MONTH, 10 HOURS DURING TRADING. 2). Name of Business: Richard Harris Financial Services, LLC Address: Medina, OH Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company(Owner) Investment Related:No Start Date: 04/02/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Harrington Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 17, 2021 - Present

ASPIRE GROWTH PARTNERS LLC

Office #1: 1180 Medina Road, Medina, OH 44256

RIA

CRD#: 312063

Medina, OH

Past

March 24, 2015 - April 9, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MEDINA, OH

Past

March 24, 2015 - April 9, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MEDINA, OH

Past

September 5, 2013 - August 29, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

AUSTIN, TX

Past

July 8, 2013 - August 29, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE GROWTH PARTNERS LLC

CRD#: 312063 / SEC#: 801-120122

RIA

Registered Investment Advisory firm - (1/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/17/2021)

IAR

Texas
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/15/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/15/2022

General Securities Sales Supervisor - Options Module Examination

Current Firm

ASPIRE GROWTH PARTNERS LLC

CRD#: 312063 / SEC#: 801-120122

RIA

Registered Investment Advisory firm - (1/8/2021 Approved)

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Contact information

Main Address

Miromar Lakes, FL

Mailing Address

Phone number

(330) 239-1776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASPIRE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/13/2025)

Regulatory assets under management

Total Number of Accounts	3,064
AUM (Assets Under Management)	$ 992,465,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard H. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Harrington Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

ASPIRE GROWTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2013

Series 7TO

Date: 12/15/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2013

Series 10

Date: 12/15/2022

Series 9

Date: 12/15/2022

Current Firm

ASPIRE GROWTH PARTNERS LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE GROWTH PARTNERS LLC

TRUST BUT VERIFY

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