RL
Richard Lyons
MERIDIAN WEALTH MANAGEMENT
MANDEVILLE, LA 70448
Some features on this profile are disabled
CRD#: 6131042
RL
Professional summary
Richard Lyons, who also goes by Richard D Lyons Jr, is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Mandeville, Louisiana.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard D Lyons Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 100% OWNER, LYONHEART LANDSCAPING MINISTRIES LLC, 147 WILLIAMSBURG DR, MANDEVILLE, , LOUISIANA, 70471, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/14/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CUT GRASS 2. 100% OWNER, LYONHEART HOLDINS LLC, 147 WILLIAMSBURG DR, MANDEVILLE, , LOUISIANA, 70471, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/14/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECTING POTENTIAL RENTAL INCOME 3. VARSITY WEALTH, INVESTMENT RELATED, MANDEVILLE LA, DBA FOR FIXED INSURANCE, OFFICE OVERHEAD AND STAFF EXPENSES, INSURANCE AGENT, DBA FOR INVESTMENT ADVISORY BUSINESS THROUGH MWM, START DATE 8.24.2023, 160 HOURS PER MONTH DEVOTED, 160 HOURS PER MONTH DURING SECURITIES TRADING. SALES OF FIXED INSURANCE PRODUCTS AND OFFICE OVERSIGHT, INVESTMENT ADVISORY BUSINESS DBA
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lyons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2023 - Present
MERIDIAN WEALTH MANAGEMENT, LLC
Office #1: 2090 Woodrow Street, Mandeville, LA 70448RIA
CRD#: 151523
MANDEVILLE, LA
Past
November 11, 2013 - September 8, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Mandeville, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(8/30/2023)
IAR
Kentucky(8/30/2023)
IAR
Louisiana(8/30/2023)
IAR
Mississippi(8/30/2023)
IAR
Texas(8/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
