Thomas K. Free
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Kendyal Free, who also goes by Thomas Free, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2012. Thomas had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - December 31, 2023
KFREE INC
November 6, 2012 - December 31, 2016
SECURITY ASSET MANAGEMENT
State Registrations and Notice Filings
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Current Firm
KFREE INC
CRD#: 287517 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 387,000 |
Red Flags
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