Timothy J. Baker
YOUR FINANCIAL PHARMACIST
New Albany, OH 43054
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CRD#: 6130547
Professional summary
Timothy Jason Baker, CFP®, who also goes by Timothy J Baker, is a registered financial advisor currently at YOUR FINANCIAL PHARMACIST located in New Albany, Ohio.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy J Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Timothy Baker is a principal of Your Financial Pharmacist, LLC, an Ohio limited liability company ("YFP") that provides financial education to licensed pharmacists and pharmacy students, including, but not limited to, education on student loan refinancing.
Address: 402 E Fort Avenue, Suite B Baltimore, MD 21230
As disclosed on YFP Planning's Form ADV Part 2B, Mr. Baker receives compensation from YFP. Activities performed by Your Financial Pharmacist, LLC include speaking at pharmacy schools and organizations, hosting webinars, operating blogs and podcast, and the sell of "Seven Figure Pharmacist" (book). To avoid any potential conflict of interest, if a prospective client of YFP Planning has previously engaged with YFP, the prospective client must agree to cease its engagement with YFP prior to signing a client agreement with YFP Planning and must continue to cease that engagement for the duration of the client agreement with YFP Planning. This activity accounts for approximately Approximately 20 hours per month, during securities trading hours.
Non-Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Jason Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 4, 2016 - Present
YOUR FINANCIAL PHARMACIST
Office #1: 118 E Main St., New Albany, OH 43054RIA
CRD#: 282918
New Albany, OH
Past
May 7, 2014 - June 2, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
BALTIMORE, MD
Past
August 20, 2013 - June 2, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YF
YOUR FINANCIAL PHARMACIST
SCRIPT FINANCIAL, LLC | YOUR FINANCIAL PHARMACIST PLANNING, LLC | YOUR FINANCIAL PHARMACIST PLANNING | YOUR FINANCIAL PHARMACIST | YFPP | YFP PLANNING | YFP
CRD#: 282918 / SEC#: 801-118236
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Florida
Registered Investment Advisory firm - (4/30/2020 Terminated)Louisiana
Registered Investment Advisory firm - (5/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (5/7/2020 Terminated)New York
Registered Investment Advisory firm - (4/30/2020 Terminated)Ohio
Registered Investment Advisory firm - (4/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/11/2019)
IAR
Texas(3/13/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
YF
YOUR FINANCIAL PHARMACIST
SCRIPT FINANCIAL, LLC | YOUR FINANCIAL PHARMACIST PLANNING, LLC | YOUR FINANCIAL PHARMACIST PLANNING | YOUR FINANCIAL PHARMACIST | YFPP | YFP PLANNING | YFP
CRD#: 282918 / SEC#: 801-118236
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Florida
Registered Investment Advisory firm - (4/30/2020 Terminated)Louisiana
Registered Investment Advisory firm - (5/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (5/7/2020 Terminated)New York
Registered Investment Advisory firm - (4/30/2020 Terminated)Ohio
Registered Investment Advisory firm - (4/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
118 E Main St., New Albany, OH 43054
Mailing Address
Phone number
(614) 618-5901
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 681 |
| AUM (Assets Under Management) | $ 35,449,672 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
