Kevin D. Smith
Professional summary
Kevin Duane Smith is a registered financial professional currently at YOSEMITE EXECUTION PARTNERS INC. located in Lafayette, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2021. Kevin has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Duane Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2013 - Present
YOSEMITE EXECUTION PARTNERS INC.
Office #1: 409 Read Dr., Lafayette, CA 94549July 23, 2021 - April 6, 2022
EQUITYBEE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2013)
(1/5/2015)
(9/16/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
YOSEMITE EXECUTION PARTNERS INC.
CRD#: 165587 / SEC#: , 8-69173
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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Company Information
YOSEMITE EXECUTION PARTNERS INC.
CRD#: 165587Lafayette, CA 94549TRUST BUT VERIFY
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