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DT

Douglas S. Thierman

FARKAS CAPITAL
MIAMI BEACH, FL 33139
CRD#: 6130085
Some features on this profile are disabled
DT
Douglas Scott ThiermanFARKAS CAPITAL

Professional summary

Douglas Scott Thierman, who also goes by Doug Thierman, Dougie Thierman, Douglas Scott Thierman, is a registered financial professional currently at FARKAS CAPITAL located in Miami Beach, Florida.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2012. Douglas has worked at 15 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4, Series 24 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Doug Thierman | Dougie Thierman | Douglas Scott Thierman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Scott Thierman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

FARKAS CAPITAL

Office #1: 407 Lincoln Road Suite 9f, Miami Beach, FL 33139
BD
CRD#: 317570
MIAMI BEACH, FL
Past

April 26, 2024 - July 17, 2024

QUINT CAPITAL CORPORATION

BD
CRD#: 26586
NEW YORK, NY
Past

November 17, 2022 - February 6, 2023

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

December 7, 2021 - June 1, 2022

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
NEW YORK, NY
Past

March 11, 2021 - May 25, 2021

PHX FINANCIAL, INC.

BD
CRD#: 144403
NEW YORK, NY
Past

March 26, 2020 - July 30, 2020

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
Bronx, NY
Past

May 2, 2019 - February 28, 2020

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

February 8, 2017 - April 3, 2019

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
NEW YORK, NY
Past

July 23, 2015 - June 8, 2016

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

January 8, 2015 - March 23, 2015

J.H. DARBIE & CO., INC.

BD
CRD#: 43520
NEW YORK, NY
Past

June 3, 2014 - October 29, 2014

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

January 21, 2014 - March 31, 2014

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

June 18, 2013 - December 13, 2013

E1 ASSET MANAGEMENT, INC.

BD
CRD#: 46872
JERSEY CITY, NJ
Past

January 9, 2013 - January 29, 2013

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
NEW YORK, NY
Past

November 21, 2012 - January 2, 2013

COLUMBUS ADVISORY GROUP, LTD.

BD
CRD#: 126331
NEW YORK, NY
Past

October 23, 2012 - November 13, 2012

CHARLES VISTA LLC

BD
CRD#: 132650
STATEN ISLAND, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/27/2026)
RR
Florida
(5/27/2026)
RR
Illinois
(5/27/2026)
RR
Massachusetts
(5/27/2026)
RR
New Jersey
(5/27/2026)
RR
Ohio
(5/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/18/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/16/2017
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/19/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 30
Date: 11/28/2009
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FARKAS CAPITAL
FARKAS CAPITAL | FARKAS CAPITAL LLC

CRD#: 317570 / SEC#: , 8-70921

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
407 Lincoln Road Suite 9f, Miami Beach, FL 33139
Mailing Address
407 Lincoln Road Ste 701, Miami Beach, FL 33139
Phone number
(646) 522-6175
Established
Florida since 10/18/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FARKAS CAPITAL HOLDINGS LLCSHAREHOLDER
KLEINER, JOELFINOP7450898
WISHNIVETSKI, ELICEO, CCO, MANAGING MEMBER4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARKAS CAPITAL

CRD#: 317570Miami Beach, FL 33139

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