Matthew A. Lamont
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Allen Lamont, who also goes by Matt Lamont, Matthew A Lamont, Matthew Allen Lamont, Matthew Lamont, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2013. Matthew had worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2020 - February 7, 2021
FINANCIALLY ADVISED
June 19, 2018 - April 17, 2020
BLUE OAKS FINANCIAL, LLC
March 27, 2018 - April 5, 2018
SPC
March 26, 2018 - April 5, 2018
PARKLAND SECURITIES, LLC
January 23, 2018 - March 1, 2018
PRINCIPAL SECURITIES, INC.
January 16, 2018 - March 1, 2018
PRINCIPAL SECURITIES, INC.
February 1, 2017 - September 14, 2017
HARRISDIRECT LLC
February 1, 2017 - September 14, 2017
E*TRADE SECURITIES LLC
April 14, 2015 - January 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 2015 - January 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 2014 - April 13, 2015
FIDELITY BROKERAGE SERVICES LLC
May 30, 2014 - June 23, 2014
BANCWEST INVESTMENT SERVICES, INC.
May 29, 2014 - June 23, 2014
BANCWEST INVESTMENT SERVICES, INC.
January 13, 2014 - May 30, 2014
ALLWORTH FINANCIAL, L.P.
January 13, 2014 - May 30, 2014
AW SECURITIES
September 24, 2013 - January 9, 2014
PATHWAY STRATEGIC ADVISORS
June 12, 2013 - September 16, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2013 - September 16, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIALLY ADVISED
CRD#: 308598 / SEC#:
Contact information
Red Flags
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