James G. Gulledge

FOSTER VICTOR

Greenville, SC 29601

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CRD#: 6129781

Professional summary

James Gordon Gulledge III, who also goes by Gordon Gulledge (iii), is a registered financial advisor currently at FOSTER VICTOR located in Greenville, South Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gordon Gulledge (iii)

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH FVWA FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gordon Gulledge III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2019 - Present

FOSTER VICTOR

Office #1: 10 Toy Street Suite 200, Greenville, SC 29601

RIA

CRD#: 283656

Greenville, SC

Past

November 5, 2013 - June 15, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOSTER VICTOR

BEN ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS | FOSTER VICTOR

CRD#: 283656 / SEC#: 801-107775

RIA

Registered Investment Advisory firm - (5/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/5/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOSTER VICTOR

BEN ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS | FOSTER VICTOR

CRD#: 283656 / SEC#: 801-107775

RIA

Registered Investment Advisory firm - (5/4/2016 Approved)

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Contact information

Main Address

10 Toy Street Suite 200, Greenville, SC 29601

Mailing Address

Phone number

(864) 720-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts	5,795
AUM (Assets Under Management)	$ 2,153,072,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James G. Gulledge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gordon Gulledge III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOSTER VICTOR

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FOSTER VICTOR

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2019

Series 63

Date: 4/4/2014

SIE

Date: 6/15/2016

Series 6

Date: 11/5/2013

Current Firm

FOSTER VICTOR

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOSTER VICTOR

TRUST BUT VERIFY

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