William R. Pfeiffer
Professional summary
William Robert Pfeiffer, CFP®, who also goes by William Robert Pfeiffer Jr., is a registered financial advisor currently at RIDGEPOINT WEALTH ADVISORS LLC located in Tolland, Connecticut.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. William has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Pfeiffer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
February 23, 2023 - Present
RIDGEPOINT WEALTH ADVISORS LLC
January 15, 2014 - December 31, 2022
NEW ENGLAND GUILD WEALTH ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2023)
Current Firm
RIDGEPOINT WEALTH ADVISORS LLC
CRD#: 325054 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 7,812,081 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/15/2025 | ||
| 09/12/2024 | ||
| 09/06/2023 |
Red Flags
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