CD
Catherine S. Deel
NWF ADVISORY SERVICES
Murrieta, CA 92562
Some features on this profile are disabled
CRD#: 6128772
CD
Professional summary
Catherine S Deel, who also goes by Catherine S Brown, Catherine Suzanne Brown, Casey Deel, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Murrieta, California and OSAIC WEALTH, INC. located in Murrieta, California.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Catherine has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Catherine S Brown | Catherine Suzanne Brown | Casey Deel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/13/2013 ADDRESS: 41856 Ivy St, suite 113, Murrieta CA 92562, United States DESCRIPTION: OUTSIDE INSURANCE, HEALTH INSURANCE, SALES OF HEALTH INSURANCE, 5/13/13. . ***OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 11/05/14. 2. RJ BOON DOCS POSITION: Owner NATURE: Equine Owner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 35594 Abelia Street, Murrieta CA 92562, United States DESCRIPTION: I own a horse and actively compete where I can win money/jackpots. I am the sole owner. 3. TAX PREPARATION POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/22/2013 ADDRESS: 41856 Ivy St, suite 113, Murrieta CA 92562, United States DESCRIPTION: **TAX PREPARATION SERVICES, TAX PREPARER FEB-APRIL, NOT A CPA, 5/22/13 4. RJ BOON DOCS POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 35594 Abelia St, Murrieta CA 92562, United States DESCRIPTION: I own a horse and actively compete where I can win money/jackpots. I am the sole owner. 5. NWF ADVISORY SERVICES INC POSITION: Investment Advisor Representative NATURE: Corporation- Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 06/09/2025 ADDRESS: 41856 Ivy St suite 113, Murrieta CA 92562, United States DESCRIPTION: I provide advisory services, such as WRAP, Fee accounts and Financial Plans. I devote about half of my time to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Catherine S Deel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 41856 Ivy St, Suite 113, Murrieta, CA 92562RIA
CRD#: 110410
Murrieta, CA
Current
November 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 41856 Ivy St Suite 113, Murrieta, CA 92562RIA
BD
CRD#: 23131
Murrieta, CA
Past
November 1, 2023 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Murrieta, CA
Past
November 29, 2017 - November 8, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MURRIETA, CA
Past
January 18, 2013 - November 8, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MURRIETA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2023)
RR
Arkansas(11/1/2023)
RR
California(11/1/2023)
IAR
California(5/18/2025)
RR
Colorado(6/13/2025)
RR
Delaware(7/24/2024)
RR
Florida(11/1/2023)
RR
Hawaii(11/1/2023)
RR
Idaho(11/1/2023)
RR
Illinois(11/1/2023)
RR
Kansas(11/1/2023)
RR
Maine(7/21/2025)
RR
Maryland(7/9/2025)
RR
Missouri(11/1/2023)
RR
Nevada(11/1/2023)
RR
New Jersey(11/1/2023)
RR
New Mexico(6/13/2025)
RR
Ohio(11/1/2023)
RR
Oregon(11/1/2023)
RR
South Carolina(6/20/2024)
RR
Texas(11/1/2023)
RR
Utah(11/1/2023)
RR
Virginia(11/1/2023)
RR
Washington(11/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/17/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
