Dustin M. Allbery

NORTHWEST PLANNING ADVISORS LLC

Spokane, WA 99201

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CRD#: 6128753

Professional summary

Dustin Michael Allbery, who also goes by Dustin Allbery, is a registered financial advisor currently at NORTHWEST PLANNING ADVISORS LLC located in Spokane, Washington.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dustin has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Allbery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHWEST PLANNING, INC. RETAIL & WHOLESALE INSURANCE (FIXED ANNUITIES, LONG TERM CARE, LIFE INS.) 64040 N. MONROE ST., SPOKANE, WA 99208. RETAIL SET OF CLIENTS; FIXED ANNUITIES, LTCI AND LIFE INS. WE ALSO BROKER PRODUCTES TO AGENTS; FIXED ANNUITIES, LTCI, AND LIFE INS. VP OF OPERATIONS. I HANDEL ANNUITY & LIFE INS. INFO TO AGENTS & CLIENTS, APPROX. 10 HOURS A WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Allbery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2018 - Present

NORTHWEST PLANNING ADVISORS LLC

Office #1: 1 N. Monroe Street Ste 202, Spokane, WA 99201

RIA

CRD#: 297916

Spokane, WA

Past

February 28, 2017 - March 4, 2019

AMERICAN RELIANCE GROUP

RIA

CRD#: 116095

SPOKANE, WA

Past

October 23, 2013 - March 8, 2017

CENTER STREET SECURITIES, INC.

CRD#: 26898

SPOKANE, WA

Past

October 12, 2012 - March 7, 2017

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(5/21/2024)

IAR

Texas
(4/7/2021)

IAR

Washington
(10/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/31/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/26/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2013

General Securities Representative Examination

Current Firm

NORTHWEST PLANNING ADVISORS LLC

CRD#: 297916 / SEC#:

Idaho

Registered Investment Advisory firm - (5/21/2024 Approved)

Texas

Registered Investment Advisory firm - (4/7/2021 Conditional Restricted)

Washington

Registered Investment Advisory firm - (10/2/2018 Approved)

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Contact information

Main Address

1 N. Monroe Street Ste 202, Spokane, WA 99201

Mailing Address

Phone number

(509) 324-8835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 27,659,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dustin M. Allbery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Allbery's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST PLANNING ADVISORS LLC

AMERICAN RELIANCE GROUP

CENTER STREET SECURITIES, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/31/2013

Series 65

Date: 9/26/2012

SIE

Date: 3/8/2017

Series 7

Date: 10/23/2013

Current Firm

NORTHWEST PLANNING ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHWEST PLANNING ADVISORS LLC

TRUST BUT VERIFY

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