Shealla R. Sargent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shealla Renee Sargent, who also goes by Shealla Renee Munro, was a registered financial professional .
Shealla is a previously registered financial professional and started their career in finance in 2013. Shealla had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2013 - October 2, 2019
THE LOGAN GROUP SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/24/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
THE LOGAN GROUP SECURITIES
CRD#: 40259 / SEC#: , 8-48995
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOGAN, KEVIN CHRISTOPHER | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | 2052765 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
