Daniela F. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniela Francesca Russo was a registered financial professional .
Daniela is a previously registered financial professional and started their career in finance in 2012. Daniela had worked at 2 firms and has passed the Series 66, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - February 2, 2021
BTIG, LLC
October 26, 2012 - September 10, 2013
J.H. DARBIE & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/4/2024
General Securities Representative ExaminationSeries 57TO
Date: 4/4/2024
Securities Trader ExamSeries 55
Date: 1/21/2014
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
