Matthew W. Herbert

AMERICAN BEACON ADVISORS

Irving, TX 75039-5500

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CRD#: 6127979

Professional summary

Matthew Warren Herbert is a registered financial advisor currently at AMERICAN BEACON ADVISORS, INC. located in Irving, Texas and RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Providing sales activities for American Beacon Advisors which is an affiliate of Resolute Investment Distributors, Inc

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Warren Herbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2023 - Present

AMERICAN BEACON ADVISORS, INC.

Office #1: 220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500

RIA

CRD#: 105552

Irving, TX

Current

December 13, 2023 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039

CRD#: 287788

Irving`, TX

Past

January 11, 2023 - November 30, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

January 11, 2023 - November 30, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 27, 2016 - May 3, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STAMFORD, CT

Past

March 3, 2016 - May 3, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STAMFORD, CT

Past

November 27, 2013 - August 17, 2015

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

December 18, 2012 - August 1, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT

CRD#: 105552 / SEC#: 801-29198

RIA

Registered Investment Advisory firm - (3/10/1987 Approved)

Montana

Registered Investment Advisory firm - (5/7/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(1/10/2024)

District of Columbia
(1/10/2024)

Maryland
(1/10/2024)

Texas
(12/13/2023)

IAR

Texas
(12/13/2023)

Virginia
(1/10/2024)

West Virginia
(1/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT

CRD#: 105552 / SEC#: 801-29198

RIA

Registered Investment Advisory firm - (3/10/1987 Approved)

Montana

Registered Investment Advisory firm - (5/7/2004 Terminated)

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Contact information

Main Address

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500

Mailing Address

Phone number

(817) 391-6100

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMERICAN BEACON ADVISORS FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 58,789,969,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew W. Herbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Warren Herbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

AMERICAN BEACON ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2016

Series 63

Date: 1/3/2013

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2012

FINRA

Current Firm

AMERICAN BEACON ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN BEACON ADVISORS, INC.

TRUST BUT VERIFY

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