Douglas H. Arnest
BARDEN CAPITAL MANAGEMENT
Urbandale, IA
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CRD#: 6127892
Professional summary
Douglas Haldeman Arnest, CFP® is a registered financial advisor currently at BARDEN CAPITAL MANAGEMENT, INC. located in Urbandale, Iowa.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Douglas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DELTA SETTLEMENTS, 135 WEST BAY STREET, SUITE 400, JACKSONVILLE, FL 32202 - SETTLEMENT PLANNER, REQUIRES LIFE INSURANCE LICENSE AND PAID BY COMMISSION, ACCEPT REFERRALS FROM TRIAL ATTORNEYS AND THEIR CLIENTS AND PROVIDE PLANNING SERVICES THAT WILL LEAD TO THE PLACEMENT OF STRUCTURED SETTLEMENT ANNUITIES, COMMISSION BASED, NO PERSONAL FINANCIAL INVESTMENT, 40 HOURS PER WORK DURING TRADING HOURS. 360 FINANCIAL, LLC., 3307 146TH STREET, URBANDALE, IA 50323 - FOUNDER & CEO, CERTIFIED FINANCIAL PLANNER & CHARTERED SPECIAL NEEDS CONSULTANT, ACCEPT REFERRALS FROM TRIAL ATTORNEYS AND THEIR CLIENTS AND PROVIDE FINANCIAL PLANNING SERVICES THAT WILL LEAD TO THE PLACEMENT OF SUITABLE INVESTMENTS, FEE ONLY, 40 HOURS PER WORK DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Haldeman Arnest's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 15, 2013 - Present
BARDEN CAPITAL MANAGEMENT, INC.
RIA
CRD#: 141769
Urbandale, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BARDEN CAPITAL MANAGEMENT, INC.
BARDEN CAPITAL MANAGEMENT, INC.
CRD#: 141769 / SEC#: 801-126158
RIA
Registered Investment Advisory firm - (7/22/2022 Approved)Arizona
Registered Investment Advisory firm - (9/19/2022 Terminated)California
Registered Investment Advisory firm - (10/19/2022 Terminated)Colorado
Registered Investment Advisory firm - (9/27/2022 Terminated)Kansas
Registered Investment Advisory firm - (9/19/2022 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (9/19/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/15/2013)
Current Firm
BC
BARDEN CAPITAL MANAGEMENT, INC.
BARDEN CAPITAL MANAGEMENT, INC.
CRD#: 141769 / SEC#: 801-126158
RIA
Registered Investment Advisory firm - (7/22/2022 Approved)Arizona
Registered Investment Advisory firm - (9/19/2022 Terminated)California
Registered Investment Advisory firm - (10/19/2022 Terminated)Colorado
Registered Investment Advisory firm - (9/27/2022 Terminated)Kansas
Registered Investment Advisory firm - (9/19/2022 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (9/19/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Austin, TX
Mailing Address
Phone number
(512) 366-8081
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 316 |
| AUM (Assets Under Management) | $ 158,100,000 |
Red Flags
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