Edward P. Nicolai

SCHWAB WEALTH ADVISORY

Indianapolis, IN 46240-2482

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CRD#: 6127754

Professional summary

Edward Pietro Nicolai, who also goes by Edward Pietro Nicolai, Edward Nicolai, Pietro E Nicolai, Pietro Edoardo Nicolai, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Edward has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Pietro Nicolai | Edward Nicolai | Pietro E Nicolai | Pietro Edoardo Nicolai

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: MODERN REFINED POSITION: OWNER / DIRECTOR START DATE: 3/30/2020 ADDRESS: 5858 Indianapolis IN DETAILS: ONLINE RETAIL STORE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Pietro Nicolai's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2022 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 159035

Indianapolis, IN

Current

December 14, 2022 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482

RIA

CRD#: 5393

Indianapolis, IN

Past

April 18, 2017 - December 1, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Indianapolis, IN

Past

April 18, 2017 - December 1, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

New York, NY

Past

January 15, 2016 - April 21, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

SOUTH GATE, CA

Past

November 24, 2015 - April 21, 2017

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

SOUTH GATE, CA

Past

June 29, 2013 - November 12, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

GLENDALE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/7/2024)

Alaska
(2/7/2024)

Arizona
(2/7/2024)

Arkansas
(2/7/2024)

California
(12/14/2022)

Colorado
(2/7/2024)

Connecticut
(4/3/2023)

Delaware
(4/3/2023)

District of Columbia
(2/7/2024)

Florida
(4/3/2023)

Georgia
(2/7/2024)

Hawaii
(2/7/2024)

Idaho
(2/7/2024)

Illinois
(2/7/2024)

Indiana
(12/14/2022)

IAR

Indiana
(12/14/2022)

Iowa
(2/7/2024)

Kansas
(2/7/2024)

Kentucky
(2/7/2024)

Louisiana
(2/7/2024)

Maine
(12/14/2022)

Maryland
(2/7/2024)

Massachusetts
(12/14/2022)

Michigan
(2/7/2024)

Minnesota
(2/7/2024)

Mississippi
(2/7/2024)

Missouri
(2/7/2024)

Montana
(2/7/2024)

Nebraska
(2/7/2024)

Nevada
(2/7/2024)

New Hampshire
(12/14/2022)

New Jersey
(4/3/2023)

New Mexico
(2/7/2024)

New York
(4/3/2023)

North Carolina
(2/7/2024)

North Dakota
(2/7/2024)

Ohio
(4/3/2023)

Oklahoma
(2/7/2024)

Oregon
(2/7/2024)

Pennsylvania
(4/3/2023)

Puerto Rico
(2/7/2024)

Rhode Island
(12/14/2022)

South Carolina
(2/7/2024)

South Dakota
(2/7/2024)

Tennessee
(2/7/2024)

Texas
(2/7/2024)

Utah
(2/7/2024)

Vermont
(12/14/2022)

Virgin Islands
(2/7/2024)

Virginia
(2/7/2024)

Washington
(2/7/2024)

West Virginia
(2/7/2024)

Wisconsin
(2/7/2024)

Wyoming
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/25/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/30/2023

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward P. Nicolai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Pietro Nicolai's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2016

Series 63

Date: 7/11/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2015

Series 6

Date: 6/28/2013

Series 9

Date: 2/25/2023

Series 10

Date: 1/30/2023

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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