Richard C. Petruzzo
Professional summary
Richard Christopher Petruzzo, who also goes by Richard C Petruzzo, Richard Petruzzo, is a registered financial advisor currently at STERLING CAPITAL MANAGEMENT LLC located in West Palm Beach, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 3 firms and has passed the Series 63 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Christopher Petruzzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2020 - Present
STERLING CAPITAL MANAGEMENT LLC
November 7, 2017 - August 5, 2020
TRUIST ADVISORY SERVICES, INC.
January 18, 2013 - December 10, 2013
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2020)
Exams
Current Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2026 | ||
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
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