Michael J. Howell
BLOM & HOWELL FINANCIAL PLANNING
Modesto, CA 95350
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CRD#: 6127551
Professional summary
Michael Joseph Howell, CFP® is a registered financial advisor currently at BLOM & HOWELL FINANCIAL PLANNING, INC. located in Modesto, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Self-employed CHURCH MUSICIAN - SAME ADDRESS - NOT INVESTMENT RELATED; Start date January 2017; Approximately 1 hour per month, not during securities trading hours. SELF EMPLOYED INSURANCE AGENT - NOT INVESTMENT RELATED - SAME ADDRESS - SELL FIXED INSURANCE PRODUCTS; Start date September 2013; Approximately 5 hours per month, during securities trading hours. SEU NORCAL - TEACHER - GENERAL EDUCATION & BUSINESS CLASSES - NOT INVESTMENT RELATED; 1601 Coffee Rd, Modesto, CA 95355; Start date January 2019; Approximately 1 hour per month, not during securities trading hours. CONSULTANT - NON-PROFIT/CHURCH CONSULTANT - TEACHING & education ON VARIOUS FINANCIAL TOPICS - NOT INVESTMENT RELATED; Same address; Start date January 2017; Approximately 1 hour per month, not during securities trading hours. SHELTER COVE COMMUNITY CHURCH - OFFICER - SAME ADDRESS - NOT INVESTMENT RELATED; Start date January 2020; Approximately 8 hours per month, not during securities trading hours. LIONS BASEBALL CLUB - TREASURER AND SECRETARY - NOT INVESTMENT RELATED; Start September 2025; Less than 10 hours per month handling donations and financials for nonprofit baseball club, not during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Howell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
February 9, 2021 - Present
BLOM & HOWELL FINANCIAL PLANNING, INC.
Office #1: 3340 Tully Rd. Ste. B4, Modesto, CA 95350RIA
CRD#: 311830
Modesto, CA
Past
July 26, 2018 - March 31, 2021
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
MODESTO, CA
Past
July 26, 2018 - March 31, 2021
SCF SECURITIES, INC.
BD
CRD#: 47275
MODESTO, CA
Past
October 18, 2013 - August 1, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
MODESTO, CA
Past
September 6, 2013 - August 1, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
MODESTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BLOM & HOWELL FINANCIAL PLANNING, INC.
BLOM & HOWELL FINANCIAL PLANNING, INC.
CRD#: 311830 / SEC#: 801-123684
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)California
Registered Investment Advisory firm - (5/13/2022 Terminated)Idaho
Registered Investment Advisory firm - (4/13/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
B&
BLOM & HOWELL FINANCIAL PLANNING, INC.
BLOM & HOWELL FINANCIAL PLANNING, INC.
CRD#: 311830 / SEC#: 801-123684
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)California
Registered Investment Advisory firm - (5/13/2022 Terminated)Idaho
Registered Investment Advisory firm - (4/13/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3340 Tully Rd. Ste. B4, Modesto, CA 95350
Mailing Address
Phone number
(209) 857-5207
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 143,765,079 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
