PH
Patrick J. Haggerty
EAGLE STRATEGIES LLC
ROSEVILLE, CA 95661
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CRD#: 6127453
PH
Professional summary
Patrick Joseph Haggerty JR, who also goes by Patrick Joseph Haggerty, Pj Haggerty, Partick J Haggerty Jr, Patrick Joseph Haggerty, Patrick Haggerty, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Roseville, California and NYLIFE SECURITIES LLC located in Roseville, California.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Joseph Haggerty | Pj Haggerty | Partick J Haggerty Jr | Patrick Joseph Haggerty | Patrick Haggerty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Professional Bowler; I compete on the Professional Bowlers Tour on a part-time basis.; 5 E Jackson Blvd, Suite 401, Chicago, IL 60604; Start Date: 06/2008; Role/Title: Member; Not investment related; 20 hours per month; 0 hours per month during securities trading hours; I compete in Professional Bowling Events on a Regional (local) and National level.] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; ROSEVILLE CA; START DATE: 08/2023] [OPERATING UNDER THE DBA NAME OF HARBORPOINT FINANCIAL & INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; (OWNER); (ROSEVILLE, CA); START DATE: 10/2023] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2999 Douglas Blvd. Suite 350. Roseville, CA 95661; Start Date 07/2024; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours; Potentially brokering life insurance directly with other companies.]
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Haggerty JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 2999 Douglas Blvd Suite 300, Roseville, CA 95661RIA
CRD#: 110826
ROSEVILLE, CA
Current
December 23, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 2999 Douglas Blvd Ste. 350, Roseville, CA 95661BD
CRD#: 5167
Roseville, CA
Past
June 5, 2013 - November 19, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
RANCHO CORDOVA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/27/2020)
RR
California(12/23/2019)
IAR
California(7/20/2020)
RR
Colorado(2/15/2023)
RR
Florida(2/12/2020)
RR
Georgia(1/4/2023)
RR
Hawaii(4/22/2021)
RR
Idaho(3/11/2024)
RR
Illinois(3/18/2025)
RR
Indiana(4/15/2021)
RR
Kansas(6/3/2021)
RR
Kentucky(7/1/2024)
RR
Maryland(6/16/2023)
RR
Minnesota(7/11/2023)
RR
Nevada(1/14/2020)
RR
New Jersey(5/1/2025)
RR
New Mexico(9/12/2025)
RR
New York(4/6/2021)
RR
Ohio(3/6/2020)
RR
Oklahoma(1/3/2020)
RR
Oregon(8/1/2024)
RR
Pennsylvania(2/5/2020)
RR
South Carolina(1/17/2024)
RR
Texas(2/10/2020)
IAR
Texas(12/17/2020)
RR
Utah(1/9/2024)
RR
Washington(4/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Roseville, CA 95661TRUST BUT VERIFY
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