Richard E. Wagner

IRONWOOD WEALTH MANAGEMENT

Chandler, AZ 85226

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CRD#: 6127326

Professional summary

Richard Erik Wagner, CFP®, ChFC®, who also goes by Rick Wagner, is a registered financial advisor currently at IRONWOOD WEALTH MANAGEMENT, LLC located in Chandler, Arizona.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Richard has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent DBA Ironwood Wealth management- sells fixed insurance and fixed annuities, 1% of income, 1% time spent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Erik Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

ChFC^®

Chartered Financial Consultant

Experience

Current

June 30, 2015 - Present

IRONWOOD WEALTH MANAGEMENT, LLC

Office #1: San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226

RIA

CRD#: 200511

Chandler, AZ

Past

July 31, 2013 - February 3, 2016

IRONWOOD FINANCIAL, LLC

RIA

CRD#: 151004

TUCSON, AZ

Past

June 27, 2013 - December 3, 2013

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PHOENIX, AZ

Past

June 14, 2013 - September 4, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PHOENIX, AZ

Past

March 25, 2013 - April 16, 2013

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PHOENIX, AZ

Past

October 23, 2012 - April 16, 2013

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONWOOD WEALTH MANAGEMENT, LLC

IRONWOOD FINANCIAL PHOENIX, LLC | IRONWOOD WEALTH MANAGMENT, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 200511 / SEC#: 801-96281

RIA

Registered Investment Advisory firm - (5/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/30/2015)

IAR

Texas
(3/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/22/2012

General Securities Representative Examination

Current Firm

IRONWOOD WEALTH MANAGEMENT, LLC

IRONWOOD FINANCIAL PHOENIX, LLC | IRONWOOD WEALTH MANAGMENT, LLC | IRONWOOD WEALTH MANAGEMENT, LLC

CRD#: 200511 / SEC#: 801-96281

RIA

Registered Investment Advisory firm - (5/15/2015 Approved)

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Contact information

Main Address

San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226

Mailing Address

San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226

Phone number

(480) 776-5960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/17/2025)

Regulatory assets under management

Total Number of Accounts	2,263
AUM (Assets Under Management)	$ 662,230,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard E. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Erik Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRONWOOD WEALTH MANAGEMENT, LLC

IRONWOOD FINANCIAL, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Primary Firm SEC Registration

IRONWOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2013

Series 7

Date: 10/22/2012

Current Firm

IRONWOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONWOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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