Chad N. Warmbein

PARK AVENUE INVESTMENT ADVISORY

Pittsburgh, PA 15222

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CRD#: 6126793

Professional summary

Chad Nicholas Warmbein, who also goes by Chad Nicholas Warmbein, is a registered financial advisor currently at PARK AVENUE INVESTMENT ADVISORY, LLC located in Pittsburgh, Pennsylvania.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Chad has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Nicholas Warmbein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Other Than Guardian, Start Date: 8/26/2024, Addess: N/A, 3 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Nicholas Warmbein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2022 - Present

PARK AVENUE INVESTMENT ADVISORY, LLC

Office #1: 244 Boulevard Of The Allies, Pittsburgh, PA 15222Office #2: 4400 Campbells Run Rd, Pittsburgh, PA 15205

RIA

CRD#: 310203

Pittsburgh, PA

Past

October 9, 2015 - April 6, 2022

CARNEGIE INVESTMENT COUNSEL

RIA

CRD#: 150488

PEPPER PIKE, OH

Past

April 18, 2013 - September 4, 2015

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

NEW YORK, NY

Past

April 8, 2013 - September 4, 2015

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

BOSTON, MA

Past

April 4, 2013 - September 4, 2015

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

PITTSBURGH, PA

Past

April 4, 2013 - September 4, 2015

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

PITTSBURGH, PA

Past

December 21, 2012 - September 4, 2015

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE INVESTMENT ADVISORY, LLC

CRD#: 310203 / SEC#: 801-119560

RIA

Registered Investment Advisory firm - (9/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2012

General Securities Representative Examination

Current Firm

PARK AVENUE INVESTMENT ADVISORY, LLC

CRD#: 310203 / SEC#: 801-119560

RIA

Registered Investment Advisory firm - (9/30/2020 Approved)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

Phone number

(800) 879-6934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARK AVENUE INVESTMENT ADVISORY WRAP BROCHURE (3/28/2025)

PARK AVENUE INVESTMENT ADVISORY FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 98,287,453

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chad N. Warmbein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Nicholas Warmbein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARNEGIE INVESTMENT COUNSEL

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

PARK AVENUE INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2013

SIE

Date: 9/4/2015

Series 7

Date: 12/20/2012

Current Firm

PARK AVENUE INVESTMENT ADVISORY, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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