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CO

Celina A. Ochoa

HAYNIE WEALTH MANAGEMENT LLC
Austin, TX 78759
Some features on this profile are disabled
CRD#: 6126373
CO

Professional summary


Celina Anderza Ochoa, who also goes by Celina Anderza Ochoa Edwards, Celina Anderza Ochoa Edwards, Celina Anderza Ochoa, Celina Ochoa, is a registered financial advisor currently at HAYNIE WEALTH MANAGEMENT LLC located in Austin, Texas.

Celina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Celina has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Celina Anderza Ochoa Edwards | Celina Anderza Ochoa Edwards | Celina Anderza Ochoa | Celina Ochoa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance Agent - not investment related, conducted from same address, start date 03/2021 - approximately 1 hour per month

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Celina Anderza Ochoa's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2021 - Present

HAYNIE WEALTH MANAGEMENT LLC

Office #1: 8303 N. Mopac Expy Ste. A-120, Austin, TX 78759
RIA
CRD#: 305852
Austin, TX
Past

March 11, 2021 - April 21, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
AUSTIN, TX
Past

November 20, 2012 - March 8, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
AUSTIN, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/20/2024)
IAR
Colorado
(6/4/2024)
IAR
Texas
(10/1/2021)
IAR
Utah
(3/24/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/1/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


HW
HAYNIE WEALTH MANAGEMENT LLC
HAMILTON ASSET MANAGEMENT GROUP LLC. | HAYNIE WEALTH MANAGEMENT LLC | HAMILTON WEALTH MANAGEMENT

CRD#: 305852 / SEC#:

California
Registered Investment Advisory firm - (2/20/2024 Approved)
Colorado
Registered Investment Advisory firm - (6/4/2024 Approved)
Texas
Registered Investment Advisory firm - (12/3/2019 Approved)
Utah
Registered Investment Advisory firm - (3/24/2022 Approved)
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Contact information


Main Address
8303 N. Mopac Expy Ste. A-120, Austin, TX 78759
Mailing Address
Phone number
(512) 671-7711
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts405
AUM (Assets Under Management)$ 70,894,557

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAYNIE WEALTH MANAGEMENT LLC

CRD#: 305852Austin, TX 78759

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