DE
David M. Evans
OPTIMA CAPITAL LLC
LIBERTY, MO 64068
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CRD#: 6126305
DE
Professional summary
David Michael Evans is a registered financial advisor currently at OPTIMA CAPITAL LLC located in Liberty, Missouri.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PREMIER NETWORK; CLIENT EXECUTIVE & PRACTICE LEADER; INVESTMENT RELATED; 09/2015 TO PRESENT; 1201 LANDMARK AVE., LIBERTY, MO 64068; 5 HOURS PER WEEK; TAXES AND INSURANCE 2. HCF, INC POSITION: BOARD MEMBER AND SHAREHOLDER NATURE: CORPORATION INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2000 ADDRESS: 554 1400 AVENUE, ABILENE KS 67410 DESCRIPTION: PROVIDE STRATEGIC GUIDANCE AND REVIEW REPORTS.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2020 - Present
OPTIMA CAPITAL LLC
Office #1: 1201 Landmark Ave Suite 1, Liberty, MO 64068RIA
CRD#: 310146
LIBERTY, MO
Past
April 12, 2013 - December 4, 2020
PREMIER FINANCIAL PARTNERS, LLC
RIA
CRD#: 132043
Liberty, MO
Past
January 2, 2013 - December 4, 2020
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LIBERTY, MO
Past
November 13, 2012 - December 4, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
LIBERTY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPTIMA CAPITAL LLC
OPTIMA CAPITAL LLC | PREMIER NETWORK
CRD#: 310146 / SEC#: 801-120712
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)California
Registered Investment Advisory firm - (5/13/2021 Terminated)Kansas
Registered Investment Advisory firm - (4/13/2021 Terminated)Missouri
Registered Investment Advisory firm - (4/13/2021 Terminated)Oregon
Registered Investment Advisory firm - (4/20/2021 Terminated)Texas
Registered Investment Advisory firm - (4/13/2021 Terminated)Washington
Registered Investment Advisory firm - (5/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(12/7/2020)
IAR
Texas(1/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OPTIMA CAPITAL LLC
OPTIMA CAPITAL LLC | PREMIER NETWORK
CRD#: 310146 / SEC#: 801-120712
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)California
Registered Investment Advisory firm - (5/13/2021 Terminated)Kansas
Registered Investment Advisory firm - (4/13/2021 Terminated)Missouri
Registered Investment Advisory firm - (4/13/2021 Terminated)Oregon
Registered Investment Advisory firm - (4/20/2021 Terminated)Texas
Registered Investment Advisory firm - (4/13/2021 Terminated)Washington
Registered Investment Advisory firm - (5/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 116th Ave., Beaverton, OR 97225
Mailing Address
10940 Sw Barnes Road # 127, Portland, OR 97225
Phone number
(503) 270-1314
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,409 |
| AUM (Assets Under Management) | $ 292,800,549 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OPTIMA CAPITAL LLC
CRD#: 310146Liberty, MO 64068TRUST BUT VERIFY
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