David Benjamin Faskas
CFP®Professional Summary
David Benjamin Faskas, CFP®, who also goes by David Faskas, is a registered financial advisor currently at KELLER WEALTH ADVISORS located in Victoria, Texas. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Business Services
- Estate & Legacy Planning
- Investment Management
- Financial Planning
- Retirement Planning
- Risk Management & Insurance
- Cashflow & Budgeting
- Education Funding
Specializations
Biography
David graduated from the University of Houston-Victoria with a Bachelors Degree. He is also a CERTIFIED FINANCIAL PLANNER™ professional, and holds the Chartered Financial Analyst® credentials. He currently is a Lead Advisor for KMH and the Associate Operations Manager. He is responsible for meeting with clients, developing financial plans, maintaining the client portfolio system, portfolio rebalancing, trading securities, quarterly client billing and statements, and opening new client accounts. He currently serves on the Victoria Bach...
Other Aliases
David Faskas
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
KELLER & ASSOCIATES CPAS | KMH WEALTH MANAGEMENT, LLC | KELLER WEALTH ADVISORS | KELLER THOMAS LANE
Contact Information
Main Address
101 South Main St. Suite 300, Victoria, TX 77901-8142Mailing Address
P.o. Box 2549, Victoria, TX 77902-2549Phone Number
(361) 573-4383# of Employees
10SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,328AUM (Assets Under Management)
$923,057,391Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KELLER & ASSOCIATES CPAS | KMH WEALTH MANAGEMENT, LLC | KELLER WEALTH ADVISORS | KELLER THOMAS LANE
State Registrations and Notice Filings
(11/14/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Benjamin Faskas's CRS (Customer Relationship Summary).
Services Offered by David
- Business Services
- Estate & Legacy Planning
- Investment Management
- Financial Planning
- Retirement Planning
- Risk Management & Insurance
- Cashflow & Budgeting
- Education Funding
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