David B. Faskas
KELLER WEALTH ADVISORS
Victoria, TX 77901-8142
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CRD#: 6126274
Professional summary
David Benjamin Faskas, CFP®, who also goes by David Faskas, is a registered financial advisor currently at KELLER WEALTH ADVISORS located in Victoria, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 1 firm and has passed the Series 65 exam.
Biography
David graduated from the University of Houston-Victoria with a Bachelors Degree. He is also a CERTIFIED FINANCIAL PLANNER™ professional, and holds the Chartered Financial Analyst® credentials.
He currently is a Lead Advisor for KMH and the Associate Operations Manager. He is responsible for meeting with clients, developing financial plans, maintaining the client portfolio system, portfolio rebalancing, trading securities, quarterly client billing and statements, and opening new client accounts.
He currently serves on the Victoria Bach Festival Board and is also a guitarist who performs for weddings, parties and other events.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Estate Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Do you have an area of expertise or specialization?
Annuities
AUM
Baby Boomers
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
David Faskas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Benjamin Faskas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
November 14, 2012 - Present
KELLER WEALTH ADVISORS
Office #1: 101 South Main St. Suite 300, Victoria, TX 77901-8142RIA
CRD#: 111610
Victoria, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KELLER WEALTH ADVISORS
KELLER & ASSOCIATES CPAS | KMH WEALTH MANAGEMENT, LLC | KELLER WEALTH ADVISORS | KELLER THOMAS LANE
CRD#: 111610 / SEC#: 801-55234
RIA
Registered Investment Advisory firm - (2/6/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/14/2012)
Current Firm
KW
KELLER WEALTH ADVISORS
KELLER & ASSOCIATES CPAS | KMH WEALTH MANAGEMENT, LLC | KELLER WEALTH ADVISORS | KELLER THOMAS LANE
CRD#: 111610 / SEC#: 801-55234
RIA
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Contact information
Main Address
101 South Main St. Suite 300, Victoria, TX 77901-8142
Mailing Address
P.o. Box 2549, Victoria, TX 77902-2549
Phone number
(361) 573-4383
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,259 |
| AUM (Assets Under Management) | $ 824,730,230 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
