Megan M. Takagi
NWF ADVISORY SERVICES | Financial Advisor
Honolulu, HI 96813
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CRD#: 6126227
Professional summary
Megan Mirei Takagi, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Honolulu, Hawaii and OSAIC WEALTH, INC. located in Honolulu, Hawaii.
Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Megan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Education Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NWF ADVISORY SERVICES, INC. POS: Director of Business Development NATURE: Our advisory services are provided through NWF Advisory Services, Inc. in Los Angeles, an independent RIA. INVEST RELATED: Yes #HRS: 100 SEC TRADE HRS: 60 START: 3/1/17 ADD: Honolulu HI 96813 DESC: I am the Director of Business Development. I determine how to best serve our clients and add value to their experience by implementing initiatives, development long-term business plans, upgrading office efficiency and technology, and handling related marketing and client-facing projects. I lead client webinars, events, and small-group discussions. I am also involved in making decisions regarding portfolios, financial planning, client events, marketing, and overall business strategies. 2. JOHN H CONNORS INSURANCE POS: Administrative Assistant NATURE: John H Connors is an insurance agency. INVEST RELATED: Yes #HRS: 4 SEC TRADE HRS: 0 START: 6/30/17 ADD: Honolulu HI 96813 DESC: Assist agent David Takagi with administrative tasks related to his insurance business through John Connors. 3. TAKAGI AND TAKAGI POS: Director of Business Development NATURE: Sole Proprietorship INVEST RELATED: Yes #HRS: 20 SEC TRADE HRS: 0 START: 9/1/12 ADD: Honolulu HI 96813 DESC: Licensed in Life & Health Insurance; share cases with David Takagi and/or Grant Jones but am not actively engaged in selling. Also assist with bookkeeping. 1/1/20 added Director of Business Development title and roles in addition to these existing roles and responsibilities. So along with the previous duties, I now also determine how to best serve our clients and add value to their experience by implementing initiatives, develop long-term business plans, upgrading office efficiency and technology, and handle related marketing and client-facing projects. I lead client webinars, events, and small-group discussions, and am involved in our marketing and overall business strategies. 4. YMCA CAMP ERDMAN POS: Mem of BOD NATURE: 501(c)3 NPO INVEST RELATED: No #HRS: 2 SEC TRADE HRS: 0 START: 11/10/22 ADD: Waialua HI 96791 DESC: Effective 11/22. My role is 100% volunteer for the purpose of promoting the values and programs offered to who attend the YMCA camp. 5. IKIGAI PLANNER NETWORK POS: Founding mem NATURE: This is a mastermind networking group of CFP professionals. Most meetings are held via zoom, so the business address is my home address. INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 12/6/24 ADD: Seattle WA 98116 DESC: My duties are to learn about Ikigai concepts at monthly meetings, best practices about values and purpose-driven business ideas, and share them with my own clients & prospects.
CRS (Client Relationship Summary) - RIA
Click below to view Megan Mirei Takagi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 9, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 500 Ala Moana Blvd. Suite 2-301, Honolulu, HI 96813RIA
CRD#: 110410
Honolulu, HI
Current
March 19, 2013 - Present
OSAIC WEALTH, INC.
Office #1: 500 Ala Moana Blvd Two Waterfront Plaza Suite 301, Honolulu, HI 96813RIA
BD
CRD#: 23131
Honolulu, HI
Past
May 4, 2015 - April 21, 2017
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/9/2018)
RR
Arizona(9/18/2020)
RR
California(11/27/2013)
RR
Colorado(7/20/2015)
RR
District of Columbia(6/30/2017)
RR
Florida(9/1/2016)
RR
Hawaii(7/23/2013)
IAR
Hawaii(3/9/2017)
RR
Illinois(1/10/2017)
RR
Indiana(3/25/2015)
RR
Maryland(8/15/2016)
RR
Massachusetts(8/28/2018)
RR
Nevada(10/13/2015)
RR
New Jersey(3/7/2014)
RR
New Mexico(11/11/2015)
RR
New York(1/3/2014)
RR
North Carolina(1/17/2017)
RR
Oregon(5/20/2016)
RR
Pennsylvania(3/20/2014)
RR
Texas(1/10/2019)
RR
Virginia(6/13/2017)
RR
Washington(5/28/2014)
IAR
Washington(11/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Honolulu, HI 96813TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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