Sanel Duranovic

SCHWAB WEALTH ADVISORY

Chicago, IL 60606-4111

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CRD#: 6126131

Professional summary

Sanel Duranovic, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Chicago, Illinois and CHARLES SCHWAB & CO., INC. located in Chicago, Illinois.

Sanel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sanel has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanel Duranovic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 30, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 150 S. Wacker Drive, Chicago, IL 60606-4111

RIA

CRD#: 159035

Chicago, IL

Current

September 9, 2021 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 150 S. Wacker Drive, Chicago, IL 60606-4111

RIA

CRD#: 5393

Chicago, IL

Past

September 10, 2021 - July 29, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Naperville, IL

Past

September 17, 2019 - August 9, 2021

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Glenview, IL

Past

September 16, 2019 - August 9, 2021

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

June 3, 2019 - September 11, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

VERNON HILLS, IL

Past

May 7, 2019 - September 11, 2019

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

VERNON HILLS, IL

Past

January 8, 2018 - February 25, 2019

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

April 21, 2015 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PHOENIX, AZ

Past

April 1, 2015 - February 15, 2019

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

July 28, 2014 - February 24, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

April 17, 2014 - February 24, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Past

November 20, 2012 - April 9, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

ELK GROVE VILLAGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/9/2021)

Alaska
(9/9/2021)

Arizona
(9/9/2021)

Arkansas
(9/9/2021)

California
(9/9/2021)

Colorado
(9/9/2021)

Connecticut
(9/9/2021)

Delaware
(9/9/2021)

District of Columbia
(9/9/2021)

Florida
(9/9/2021)

Georgia
(9/9/2021)

Hawaii
(9/9/2021)

Idaho
(9/9/2021)

Illinois
(9/10/2021)

IAR

Illinois
(7/30/2025)

Indiana
(9/9/2021)

Iowa
(9/9/2021)

Kansas
(9/9/2021)

Kentucky
(9/9/2021)

Louisiana
(9/9/2021)

Maine
(9/9/2021)

Maryland
(9/9/2021)

Massachusetts
(9/9/2021)

Michigan
(9/9/2021)

Minnesota
(9/9/2021)

Mississippi
(9/9/2021)

Missouri
(9/9/2021)

Montana
(9/9/2021)

Nebraska
(9/9/2021)

Nevada
(9/9/2021)

New Hampshire
(9/9/2021)

New Jersey
(9/9/2021)

New Mexico
(9/9/2021)

New York
(9/9/2021)

North Carolina
(9/9/2021)

North Dakota
(9/9/2021)

Ohio
(9/10/2021)

Oklahoma
(9/9/2021)

Oregon
(9/9/2021)

Pennsylvania
(9/9/2021)

Puerto Rico
(9/9/2021)

Rhode Island
(9/9/2021)

South Carolina
(9/9/2021)

South Dakota
(9/9/2021)

Tennessee
(9/9/2021)

Texas
(9/9/2021)

Utah
(9/9/2021)

Vermont
(9/9/2021)

Virgin Islands
(9/9/2021)

Virginia
(9/9/2021)

Washington
(9/9/2021)

West Virginia
(9/9/2021)

Wisconsin
(9/9/2021)

Wyoming
(9/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/28/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sanel Duranovic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanel Duranovic's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2014

Series 63

Date: 11/28/2012

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2014

Series 6

Date: 11/19/2012

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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