JU
Jake C. Ulrich
ARBOR WEALTH MANAGEMENT
Tempe, AZ 85283
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CRD#: 6126128
JU
Professional summary
Jake Clifford Ulrich is a registered financial advisor currently at ARBOR WEALTH MANAGEMENT, LLC located in Tempe, Arizona.
Jake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jake has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Arbor Insurance; Not investment-related
CRS (Client Relationship Summary) - RIA
Click below to view Jake Clifford Ulrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2013 - Present
ARBOR WEALTH MANAGEMENT, LLC
Office #1: 7581 S Willow Drive, Suite 110, Tempe, AZ 85283RIA
CRD#: 168774
Tempe, AZ
Past
October 26, 2012 - August 1, 2013
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
TEMPE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARBOR WEALTH MANAGEMENT, LLC
ARBOR RETIREMENT SOLUTIONS, PLLC | ULRICH, JAKE | ARBOR WEALTH MANAGEMENT, PLLC | ARBOR WEALTH MANAGEMENT, LLC | ARBOR WEALTH MANAGEMENT
CRD#: 168774 / SEC#: 801-133698
RIA
Registered Investment Advisory firm - (6/27/2025 Approved)Arizona
Registered Investment Advisory firm - (7/10/2025 Terminated)California
Registered Investment Advisory firm - (8/9/2025 Terminated)Colorado
Registered Investment Advisory firm - (12/15/2016 Terminated)Texas
Registered Investment Advisory firm - (7/10/2025 Terminated)Utah
Registered Investment Advisory firm - (7/11/2025 Terminated)Washington
Registered Investment Advisory firm - (5/12/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/28/2013)
IAR
Texas(9/17/2020)
Current Firm
AW
ARBOR WEALTH MANAGEMENT, LLC
ARBOR RETIREMENT SOLUTIONS, PLLC | ULRICH, JAKE | ARBOR WEALTH MANAGEMENT, PLLC | ARBOR WEALTH MANAGEMENT, LLC | ARBOR WEALTH MANAGEMENT
CRD#: 168774 / SEC#: 801-133698
RIA
Registered Investment Advisory firm - (6/27/2025 Approved)Arizona
Registered Investment Advisory firm - (7/10/2025 Terminated)California
Registered Investment Advisory firm - (8/9/2025 Terminated)Colorado
Registered Investment Advisory firm - (12/15/2016 Terminated)Texas
Registered Investment Advisory firm - (7/10/2025 Terminated)Utah
Registered Investment Advisory firm - (7/11/2025 Terminated)Washington
Registered Investment Advisory firm - (5/12/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7581 S Willow Drive, Suite 110, Tempe, AZ 85283
Mailing Address
Phone number
(480) 818-8300
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 322 |
| AUM (Assets Under Management) | $ 107,319,309 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
