YL
Yang Liu
OPAL CAPITAL
BETHESDA, MD
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CRD#: 6126075
YL
Professional summary
Yang Liu, who also goes by Tony Liu, is a registered financial advisor currently at OPAL CAPITAL LLC located in Bethesda, Maryland.
Yang is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Yang has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Liu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Yang Liu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2026 - Present
OPAL CAPITAL LLC
RIA
CRD#: 322755
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPAL CAPITAL LLC
OPAL CAPITAL LLC
CRD#: 322755 / SEC#: 801-126398
RIA
Registered Investment Advisory firm - (8/23/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(5/8/2026)
Exams
Current Firm
OC
OPAL CAPITAL LLC
OPAL CAPITAL LLC
CRD#: 322755 / SEC#: 801-126398
RIA
Registered Investment Advisory firm - (8/23/2022 Approved)Loading...
Contact information
Main Address
5200 Town Center Circle Suite 305, Boca Raton, FL 33486
Mailing Address
Phone number
(917) 716-6257
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 135,027,899 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
