MR
Michael Ricciardi
VECTORGLOBAL IAG
Houston, TX 77056
Some features on this profile are disabled
CRD#: 6125940
MR
Professional summary
Michael Ricciardi, who also goes by Michael F Ricciardi, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Houston, Texas and VECTORGLOBAL WMG located in Miami, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael F Ricciardi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- Name of Business: 65 Newark Ave LLC Activity in Business: Owner Details of Business Activity: Real Estate property that my dad put under my name. It's a 2-story home that is zoned commercial, my dad is a pediatrician, and he practices in the bottom floor, he pays for the maintenance. The idea is to build 2-3 parking spots in order to rent the first floor. 2- name of Business - Silver Oak LP Nature of Business- Land Development Participation- 12.50% Activity in Business- Partner- Details of Business- Development of Land for Buyer's to build Warehouse. 3- Name of Business- INSIGNIA USA -Nature of Business- LAND DEVELOPMENT- Participation-12.50 %- Activity in Business - Partner Details of Business Activity- Development of Land for Buyers to Build Warehouses. 4- Name of Business-DYNAMINVEST INC- Nature of Business-Land Development-Your Activity in Business- Partner- Participation -12.50% Details of Business- Development of Land for Buyers to Build Warehouses.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ricciardi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2021 - Present
VECTORGLOBAL IAG, INC.
Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056RIA
CRD#: 147129
Houston, TX
Current
October 1, 2021 - Present
VECTORGLOBAL WMG
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131BD
CRD#: 32396
Miami, FL
Past
March 12, 2019 - October 5, 2021
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
HOUSTON, TX
Past
March 11, 2019 - October 5, 2021
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
HOUSTON, TX
Past
February 7, 2013 - October 22, 2018
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
JALISCO,
Past
November 29, 2012 - October 22, 2018
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/1/2021)
IAR
Texas(10/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
Phone number
(305) 350-3350
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,833 |
| AUM (Assets Under Management) | $ 1,692,879,789 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
