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CL

Christopher S. Lee

COMMONWEALTH RETIREMENT INVESTMENTS
RICHMOND, VA 23235
Some features on this profile are disabled
CRD#: 6125774
CL

Professional summary

Christopher Sombatcharoen Lee, CFP®, who also goes by Christopher S Lee, Christopher Jin Sombatcharoen, is a registered financial advisor currently at COMMONWEALTH RETIREMENT INVESTMENTS LLC located in Richmond, Virginia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher S Lee | Christopher Jin Sombatcharoen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Sombatcharoen Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 17, 2020 - Present

COMMONWEALTH RETIREMENT INVESTMENTS LLC

Office #1: 9030 Stony Point Parkway Suite 470, Richmond, VA 23235
RIA
CRD#: 285998
RICHMOND, VA
Past

January 27, 2017 - December 31, 2019

COMMONWEALTH RETIREMENT INVESTMENTS LLC

RIA
CRD#: 285998
RICHMOND, VA
Past

January 2, 2015 - January 24, 2017

OSAIC FA, INC.

RIA
CRD#: 3978
RICHMOND, VA
Past

September 22, 2014 - January 24, 2017

OSAIC FA, INC.

BD
CRD#: 3978
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998 / SEC#: 801-108783

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(1/17/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/31/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2014
General Securities Representative Examination

Current Firm

CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998 / SEC#: 801-108783

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
9030 Stony Point Parkway Suite 470, Richmond, VA 23235
Mailing Address
Phone number
(804) 282-1238
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM PROGRAM BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts1,001
AUM (Assets Under Management)$ 377,033,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998Richmond, VA 23235

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