AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CL

Christopher S. Lee

COMMONWEALTH RETIREMENT INVESTMENTS LLC
RICHMOND, VA 23235
Some features on this profile are disabled
CRD#: 6125774
CL

Professional summary

Christopher Sombatcharoen Lee, CFP®, who also goes by Christopher S Lee, Christopher Jin Sombatcharoen, is a registered financial advisor currently at COMMONWEALTH RETIREMENT INVESTMENTS LLC located in Richmond, Virginia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher S Lee | Christopher Jin Sombatcharoen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Sombatcharoen Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 17, 2020 - Present

COMMONWEALTH RETIREMENT INVESTMENTS LLC

Office #1: 9030 Stony Point Parkway Suite 470, Richmond, VA 23235
RIA
CRD#: 285998
RICHMOND, VA
Past

January 27, 2017 - December 31, 2019

COMMONWEALTH RETIREMENT INVESTMENTS LLC

RIA
CRD#: 285998
RICHMOND, VA
Past

January 2, 2015 - January 24, 2017

OSAIC FA, INC.

RIA
CRD#: 3978
RICHMOND, VA
Past

September 22, 2014 - January 24, 2017

OSAIC FA, INC.

BD
CRD#: 3978
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998 / SEC#: 801-108783

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(1/17/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/31/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2014
General Securities Representative Examination

Current Firm

CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998 / SEC#: 801-108783

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9030 Stony Point Parkway Suite 470, Richmond, VA 23235
Mailing Address
Phone number
(804) 282-1238
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM PROGRAM BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts943
AUM (Assets Under Management)$ 306,228,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998Richmond, VA 23235

TRUST BUT VERIFY

Monitor Christopher Lee

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
JM
Joseph McveyAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Powhatan, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.