Akshay D. Kothari
Professional summary
Akshay Deepak Kothari is a registered financial professional currently at ICICI SECURITIES INC. located in New York, New York.
Akshay is registered as a RR (Registered Representative) and started their career in finance in 2012. Akshay has worked at 1 firm and has passed the Series 63, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Akshay Deepak Kothari's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2012 - Present
ICICI SECURITIES INC.
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2013)
(1/11/2013)
(1/11/2013)
(1/23/2013)
(1/23/2013)
(1/11/2013)
(1/11/2013)
(8/8/2014)
(7/28/2014)
(1/11/2013)
(1/11/2013)
(1/11/2013)
(11/26/2012)
(1/23/2013)
(1/23/2013)
(1/23/2013)
Exams
Series 62
Date: 10/26/2012
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ICICI SECURITIES INC.
CRD#: 104285 / SEC#: , 8-52746
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
