NL
Natalie Litchfield
IFC
Auburn, CA 95603
Some features on this profile are disabled
CRD#: 6125229
NL
Professional summary
Natalie Litchfield, who also goes by Natalie Marie Litchfield, Natalie Marie Smith, is a registered financial advisor currently at IFC located in Auburn, California.
Natalie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Natalie has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Natalie Marie Litchfield | Natalie Marie Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Self employed insurange agent, not investment related, 102 El Dorado St. Auburn, CA 95603, insurance advice and sales, self employed, January 2017, about 15 hours/mo, 8, giving advice and transacting life insurance and fixed/indexed annuity sales.
CRS (Client Relationship Summary) - RIA
Click below to view Natalie Litchfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2017 - Present
IFC
Office #1: 102 El Dorado St., Auburn, CA 95603RIA
CRD#: 283976
Auburn, CA
Past
December 12, 2012 - January 4, 2017
EDWARD JONES
RIA
CRD#: 250
auburn, CA
Past
November 21, 2012 - January 4, 2017
EDWARD JONES
BD
CRD#: 250
auburn, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IFC
BEKKI HARPER FINANCIAL | WISE MONEY INFO | TRUE WEALTH GROUP | THE RETIREMENT GUARDIAN | SPECTRUM RETIREMENT SOLUTIONS | ROCKY MOUNTAIN FINANCIAL | INTEGRATED FINANCIAL CONCEPTS, INC. | IFC AND INSURANCE MARKETING, INC. | IFC
CRD#: 283976 / SEC#: 801-133751
RIA
Registered Investment Advisory firm - (6/26/2025 Approved)Arizona
Registered Investment Advisory firm - (7/2/2025 Terminated)California
Registered Investment Advisory firm - (8/1/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/2/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/2/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/2/2025 Terminated)North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)Texas
Registered Investment Advisory firm - (7/2/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/9/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
IFC
BEKKI HARPER FINANCIAL | WISE MONEY INFO | TRUE WEALTH GROUP | THE RETIREMENT GUARDIAN | SPECTRUM RETIREMENT SOLUTIONS | ROCKY MOUNTAIN FINANCIAL | INTEGRATED FINANCIAL CONCEPTS, INC. | IFC AND INSURANCE MARKETING, INC. | IFC
CRD#: 283976 / SEC#: 801-133751
RIA
Registered Investment Advisory firm - (6/26/2025 Approved)Arizona
Registered Investment Advisory firm - (7/2/2025 Terminated)California
Registered Investment Advisory firm - (8/1/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/2/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/2/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/2/2025 Terminated)North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)Texas
Registered Investment Advisory firm - (7/2/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
102 El Dorado St., Auburn, CA 95603
Mailing Address
Phone number
(530) 886-8550
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 1,255 |
| AUM (Assets Under Management) | $ 110,292,865 |
Red Flags
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Company Information
IFC
CRD#: 283976Auburn, CA 95603TRUST BUT VERIFY
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