David S. Finkelstein
Professional summary
David Stanley Finkelstein, who also goes by David Wu Finkelstein, David Finkelstein, David S Finkelstein, is a registered financial advisor currently at LONG GAME FINANCIAL, LLC located in Northbrook, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Stanley Finkelstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2021 - Present
LONG GAME FINANCIAL, LLC
December 6, 2016 - January 27, 2020
FORESIDE FUND SERVICES, LLC
August 10, 2015 - September 23, 2016
CAREY FINANCIAL, LLC
July 30, 2013 - August 14, 2015
MORGAN STANLEY
April 25, 2013 - August 14, 2015
MORGAN STANLEY
October 8, 2012 - December 4, 2012
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2021)
Exams
Current Firm
LONG GAME FINANCIAL, LLC
CRD#: 288618 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 44,090,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
