David S. Finkelstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Stanley Finkelstein, who also goes by David Wu Finkelstein, David Finkelstein, David S Finkelstein, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2021 - April 24, 2026
LONG GAME FINANCIAL, LLC
December 6, 2016 - January 27, 2020
FORESIDE FUND SERVICES, LLC
August 10, 2015 - September 23, 2016
CAREY FINANCIAL, LLC
July 30, 2013 - August 14, 2015
MORGAN STANLEY
April 25, 2013 - August 14, 2015
MORGAN STANLEY
October 8, 2012 - December 4, 2012
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LONG GAME FINANCIAL, LLC
CRD#: 288618 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 44,090,218 |
Red Flags
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