Erin J. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Jo Mason was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2012. Erin had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2016 - October 27, 2021
DIMENSIONAL FUND ADVISORS LP
October 5, 2016 - October 27, 2021
DFA SECURITIES LLC
February 27, 2015 - July 16, 2015
STRATEGIC ADVISERS LLC
July 18, 2013 - July 17, 2015
FIDELITY BROKERAGE SERVICES LLC
October 31, 2012 - May 28, 2013
NATIONAL FINANCIAL SERVICES LLC
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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